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Groundwork Wealth Management, LLC (Exton)


Groundwork Wealth Management, LLC is an adviser based in Exton. It manages $22 million of regulatory assets for 75 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Pennsylvania.




Groundwork Wealth Management provides portfolio management for individuals and small businesses and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Groundwork Wealth Management: assets under management

The assets under management (AUM) of Groundwork Wealth Management, LLC is $22 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $21.5 million in discretionary accounts and $500 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $307.14 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $100 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Groundwork Wealth Management, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Exton

The principal office where Groundwork Wealth Management, LLC performs its advisory services is located at 740 Springdale Drive, Exton, PA 19341, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 484-872-8573 or by fax 484-872-8620. The normal business hours are 9:00 am - 5:00pm on Monday - Friday.


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