Sign in Sign up for free

Bastiat Capital, LLC (Plano)


Bastiat Capital, LLC is an adviser based in Plano. It manages $22 million of regulatory assets for 59 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Georgia and Texas.

Logo

Bastiat Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bastiat Capital: assets under management

The assets under management (AUM) of Bastiat Capital, LLC is $22 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $22 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $372.88 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Bastiat Capital, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Nicole L. Sanchez Shareholder 1 Jan 1994 25% - 50% 5503795
Manuel Anthony Sanchez Shareholder 1 Jan 1994 25% - 50% 3156029
Manual A. Sanchez Shareholder 1 Jan 1994 Other 5503808
Karen W. Sanchez Shareholder 1 Jan 1994 Other 5503810

Based in Plano

The principal office where Bastiat Capital, LLC performs its advisory services is located at 5700 Granite Parkway, Plano, TX 75024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-267-2031 or by fax 806-223-0141. The normal business hours are 9:00 a.m. - 4:30 p.m. on Monday - Friday. You can find more information about the New York firm at www.bastiatfunds.com.


Registered investment advisers similar to Bastiat Capital, LLC