Aroya Capital LP (New York)

Aroya Capital LP is a mid-sized advisory firm based in New York. It manages $27.52 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2015.

Aroya Capital provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aroya Capital: assets under management

The assets under management (AUM) of Aroya Capital LP is $27.52 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $27.52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.76 million each.

Aroya Capital has custody of $27.52 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in derivatives the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Aroya Capital LP for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aroya Capital serves?

The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Aroya Capital is pooled investment vehicles with 1 clients and $20.13 million of assets under management. Among the 1 most similar advisory firms, Aroya Capital has the 0th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $27.52 million for 2 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Aroya Capital also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Aroya Capital LP

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Aroya Capital Corp.	General partner	1 Feb 2007	Other	26-1294221
David Alan Liebowitz	Managing member of aroya investment partners gp, llc	1 Mar 2013	75% - 100%	1163660
David Alan Liebowitz	Limited partner of aroya capital lp	1 Aug 2014	75% - 100%	1163660
Christina Anne Leonard	Chief compliance officer	1 Aug 2014	Other	2887982

Based in New York

The principal office where Aroya Capital LP performs its advisory services is located at 52 Vanderbilt Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-906-4007 or by fax 212-906-4019. The normal business hours are 9am-6pm on Monday - Friday.