Dda Investors, LLC (New York)

Dda Investors, LLC is a large advisory firm based in New York. It manages $27.5 million of regulatory assets for 57 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Connecticut, Massachusetts, New Hampshire, and 4 other states.

Dda Investors provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dda Investors: assets under management

The assets under management (AUM) of Dda Investors, LLC is $27.5 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $27.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $482.48 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dda Investors, LLC for their services and products based on a percentage of assets under management, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dda Investors, LLC

Paul Lyons Kennedy has been acting as President since 1 Mar 2000. Dda Ownership Llc joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Anthony Masi	Shareholder	1 Nov 1998	Other	861675
Paul Lyons Kennedy	Chairman/chief executive officer	1 Mar 2000	Other	1829944
Dda Ownership Llc	Shareholder	1 Dec 2002	75% - 100%	47-0901728
Paul Lyons Kennedy	Manager, dda ownership llc	1 Dec 2002	Other	1829944
Eighteen Seventy Corporation	Member, dda ownership llc	1 Dec 2002	75% - 100%	13-3130342

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Peter Maximus Kennedy	Indirect beneficial owner	1 Jun 1993	25% - 50%	267860
1870 Corp	Indirect beneficial owner	1 Oct 2002	75% - 100%	13-3130342
Eighteen Seventy Corporation	Indirect beneficial owner	1 Oct 2002	75% - 100%	13-3130342

Based in New York

The principal office where Dda Investors, LLC performs its advisory services is located at 150 East 52 Nd Street, 3 Rd Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-558-8800 or by fax 212-750-6230. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.