Parkview Us LLC (New York City)

Name: Parkview Us LLC
Address: 477 Madison Avenue, New York City, NY, 10022
Telephone: 1 646 213 4980

Parkview Us LLC is a large advisory firm based in New York City. It manages $226.99 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Florida and New York.

Parkview Us provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Parkview Us: assets under management

The assets under management (AUM) of Parkview Us LLC is $226.99 million. The firm's AUM has grown by 158% since the beginning of its operation, and $147.17 million of the total AUM is attributable to clients outside of the United States.

The firm manages $75.16 million in discretionary accounts and $151.84 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18.79 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $21.69 million.

Investments

The firm invests in investment and business development companies the most. They account for 40% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 36% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Parkview Us LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Parkview Us serves?

The only and largest group of clients of Parkview Us is high net worth individuals with 10 clients and $147.17 million of assets under management. Among the 11 most similar advisory firms, Parkview Us has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $147.17 million for 10 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 91% of the firm’s clients are foreign persons or businesses.

Parkview Us doesn't advise any private funds.

Careers at Parkview Us LLC

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Parkview Ltd.	Managing member	1 Nov 2011	75% - 100%	160171
Marcus Roland Epprecht	Manager	1 Nov 2011	Other	4208933
Marius Andre Holzer	Cco, manager	1 Nov 2011	Other	5570149

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Marius Andre Holzer	Owner	1 Feb 2011	50% - 75%	5570149

Based in New York City

The principal office where Parkview Us LLC performs its advisory services is located at 477 Madison Avenue, New York City, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 1 646 213 4980 or by fax 1 917 397 3381. The normal business hours are 9:00-5:00 on Monday - Friday. You can find more information about the New York firm at parkview.us.com.