Reality Shares Advisors, LLC (San Diego)

Name: Reality Shares Advisors, LLC
Address: 402 W Broadway, San Diego, CA, 92101
Telephone: 619-487-1445

Reality Shares Advisors, LLC is a large advisory firm based in San Diego. It manages $227 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of California.

Reality Shares Advisors provides portfolio management for investment companies and commodity pool operator. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Reality Shares Advisors: assets under management

The assets under management (AUM) of Reality Shares Advisors, LLC is $227 million. The firm's AUM has grown by 657% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Reality Shares Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Reality Shares Advisors serves?

The only and largest group of clients of Reality Shares Advisors is investment companies with 7 clients and $227 million of assets under management. Among the 11 most similar advisory firms, Reality Shares Advisors has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $227 million for 7 clients. None of the firm’s clients are foreign persons or businesses.

Reality Shares Advisors doesn't advise any private funds.

Careers at Reality Shares Advisors, LLC

The company employs 15 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Eric Roy Ervin	President, chief executive officer	1 Oct 2011	Other	2885854
Inc. Reality Shares	Parent company	1 Oct 2011	75% - 100%	45-3628155
Ryan Campbell Ballantyne	Director of capital markets	1 Sep 2012	Other	2423570
Thomas Michael Trivella	Chief administrative officer and chief compliance officer	1 Oct 2013	Other	2768149
Thomas Michael Trivella	Chief operating officer	1 Aug 2015	Other	2768149
Ryan Campbell Ballantyne	Executive vice president	1 Aug 2015	Other	2423570
Charles Matthew Erhart	Chief compliance officer	1 Sep 2017	Other	6762159
Scott Jeffrey Hershorin	Chief compliance officer	1 Oct 2018	Other	7028637

Based in San Diego

The principal office where Reality Shares Advisors, LLC performs its advisory services is located at 402 W Broadway, San Diego, CA 92101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 619-487-1445. The normal business hours are 7:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at realityshares.com.