Etf Securities Advisors LLC (New York)

Name: Etf Securities Advisors LLC
Address: 712 Fifth Avenue, New York, NY, 10019
Telephone: 212-446-2038

Etf Securities Advisors LLC is a large advisory firm based in New York. It manages $154.51 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of New York.

Etf Securities Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Etf Securities Advisors: assets under management

The assets under management (AUM) of Etf Securities Advisors LLC is $154.51 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 900% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $154.51 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $51.5 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Etf Securities Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Etf Securities Advisors serves?

The only and largest group of clients of Etf Securities Advisors is investment companies with 1 clients and $154.51 million of assets under management. Among the 10 most similar advisory firms, Etf Securities Advisors has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $154.51 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Etf Securities Advisors doesn't advise any private funds.

Careers at Etf Securities Advisors LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Adam Marc Rezak	Chief compliance officer	1 Aug 2014	Other	2621346
Benoit Hugues Marie Autier	Managing director	1 Aug 2014	Other	5653148
Etf Securities (International) Limited	Member	1 Aug 2014	75% - 100%	foreign
Christopher John Michael Foulds	Chief financial officer	1 Sep 2014	Other	6401077
Christopher Foulds	Chief financial officer	1 Sep 2014	Other	6401077
Kevin Timothy Hernon	Managing director	1 Oct 2015	Other	6248526
Steven Boyd Dunn	Managing director	1 Mar 2016	Other	2203356
Matthew M Collins	Head of operations	1 Jan 2017	Other	5187681
Aberdeen Asset Management Inc.	Shareholder	1 Apr 2018	75% - 100%	111069

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Graham John Tuckwell	Shareholder	1 Aug 2004	75% - 100%	2615508
Etf Securities Limited	Shareholder	1 May 2011	75% - 100%	foreign
Aberdeen Asset Management Plc	Shareholder	1 Apr 2018	75% - 100%	n/a
Standard Life Aberdeen Plc	Shareholder	1 Apr 2018	75% - 100%	n/a

Based in New York

The principal office where Etf Securities Advisors LLC performs its advisory services is located at 712 Fifth Avenue, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-446-2038. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at etfsecurities.com and its LinkedIn profile.