Vicente Capital Partners, LLC (Los Angeles)

Name: Vicente Capital Partners, LLC
Address: 11726 San Vicente Blvd, Los Angeles, CA, 90049 5046
Telephone: 310-826-2255

Vicente Capital Partners, LLC is a large advisory firm based in Los Angeles. It manages $154.54 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Vicente Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vicente Capital Partners: assets under management

The assets under management (AUM) of Vicente Capital Partners, LLC is $154.54 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $154.54 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $77.27 million each.

Vicente Capital Partners has custody of $154.54 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vicente Capital Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Vicente Capital Partners serves?

The only and largest group of clients of Vicente Capital Partners is pooled investment vehicles with 2 clients and $154.54 million of assets under management. Among the 10 most similar advisory firms, Vicente Capital Partners has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $154.54 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Vicente Capital Partners also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $5,000,000.

Careers at Vicente Capital Partners, LLC

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Edwin Ferguson	Member	1 Aug 2005	50% - 75%	1987542
Nicholas C. Memmo	Member	1 Aug 2005	Other	6024186
Klaus E. Koch	Member	1 Aug 2005	Other	6024188
Gregory Phillip Arsenault	Chief financial officer and chief compliance officer	1 Oct 2007	Other	6024178

Based in Los Angeles

The principal office where Vicente Capital Partners, LLC performs its advisory services is located at 11726 San Vicente Blvd, Los Angeles, CA 90049 5046, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-826-2255 or by fax 310-826-2299. The normal business hours are 9:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at vicentecapital.com/.