Ohio National Investments Inc (Montgomery)


Ohio National Investments Inc is a large advisory firm based in Montgomery. It manages $9.06 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Ohio.

Logo

Ohio National Investments provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ohio National Investments: assets under management

The assets under management (AUM) of Ohio National Investments Inc is $9.06 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 5600% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $9.06 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.53 billion each.

Investments

The firm invests in investment grade corporate bonds the most. They account for 65% of the total AUM. The second-largest asset type is other assets, which make up 24% of the firm’s portfolio. Investments in state and local bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ohio National Investments Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Christopher Allen Carlson serves?

The firm provides services to insurance companies and investment companies. The largest group of clients of Christopher Allen Carlson is investment companies with 1 clients and $9.01 billion of assets under management. Among the 8 most similar advisory firms, Ohio National Investments has the highest percentage of investment companies out of all clients.


The amount of regulatory assets under management is $9.06 billion for 2 clients. None of the firm’s clients are foreign persons or businesses.

Ohio National Investments doesn't advise any private funds.

Careers at Ohio National Investments Inc

The company employs 19 people that are either part- or full-time employees. 32 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Christopher Allen Carlson has been acting as President since 1 Jan 2000. John Keith Dwyer joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
David Boyers Omaley Ceo of ohio national financial services 1 Mar 1992 Other 1209757
David Boyers O'maley Ceo of ohio national financial services 1 Mar 1992 Other 1209757
The Ohio National Life Insurance Company Parent corporation 1 Jan 1996 75% - 100% 31-0397080
Dennis Ray Taney Treasurer 1 Jan 1996 Other 1677817
Michael Allan Boedeker Vice-president 1 Jan 1996 Other 4585110
Ronald Louis Benedict Secretary 1 Jan 1996 Other 17976
Jed Rudolph Martin Vice president 1 Jan 1996 Other 4585118
Ohio National Mutual Holdings Inc. Parent of parent 1 Jan 1996 Other 31-1234567
John Jacob Palmer President of affiliates 1 Mar 1997 Other 1207441
Michael Dean Stohler Vice president 1 Mar 1997 Other 437051
Christopher Allen Carlson President 1 Jan 2000 Other 4585105
Maureen Kim Kiefer Compliance officer 1 Jan 2001 Other 4211522
William John Hilbert Vice president 1 May 2003 Other 3006304
Marcus Lane Collins Secretary 1 May 2004 Other 17976
Robert Todd Brockman Treasurer 1 Aug 2004 Other 6921042
Dennis Ray Taney Treasurer and chief compliance officer 1 Oct 2004 Other 1677817
Philip Charles Byrde Director & vice president 1 Jan 2005 Other 437051
Philip Michael Byrde Vice president 1 Jan 2005 Other 437051
Thomas Abdo Barefield Director 1 Feb 2005 Other 1271901
Gary Thomas Huffman Ceo of ohio national financial services 1 Nov 2010 Other 1032890
Paul James Gerard Director & vice president 1 May 2013 Other 6306070
Julie Trondle Thomas Chief compliance officer 1 Jul 2013 Other 5835243
Gary Russell Rodmaker Vice president 1 Aug 2015 Other 4347649
John Keith Dwyer Chief compliance officer 1 Nov 2015 Other 2551964

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Ohio National Mutual Holdings Shareholder 1 Jan 1998 75% - 100% 31-1614095
Inc Ohio National Financial Services Shareholder 1 Jan 1998 75% - 100% 31-1614097
Inc. Ohio National Mutual Holdings Indirect owner 1 Feb 2002 75% - 100% 31-1614095

Based in Montgomery

The principal office where Ohio National Investments Inc performs its advisory services is located at One Financial Way, Montgomery, OH 45242, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513-794-6100 or by fax 513-794-4506. The normal business hours are 8:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at ohionational.com.