Haberer Registered Investment Advisor Inc (Cincinnati)

Name: Haberer Registered Investment Advisor Inc
Address: 201 E Fifth St, Cincinnati, OH, 45202
Telephone: 513-381-8200

Haberer Registered Investment Advisor Inc is a large advisory firm based in Cincinnati. It manages $314.03 million of regulatory assets for 311 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, Indiana, Kentucky, and 3 other states.

Haberer Registered Investment Advisor provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Haberer Registered Investment Advisor: assets under management

The assets under management (AUM) of Haberer Registered Investment Advisor Inc is $314.03 million. The firm's AUM has gone down by -40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $301.18 million in discretionary accounts and $12.85 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.01 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $988.21 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Haberer Registered Investment Advisor Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Haberer Registered Investment Advisor Inc

Edward Michael Haberer has been acting as President since 1 Apr 1977. Scott Harrison Dooley has served as the Chief Investment Officer since 1 Sep 2000. Audrey J Cawman joined the executive team most recently as the Sr. Private Client Advisor.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edward Michael Haberer	Ceo/president	1 Apr 1977	75% - 100%	232823
Irene Mcdonough Dake	Coo, senior vice president	1 Jan 1982	Other	4369433
Norris James Downing	Senior vice president, senior portfolio manager	1 Jan 1986	Other	2274403
Irene Mcdonough Dake	Senior vice president of operations	1 Dec 1994	Other	4369433
Elizabeth Marchal Green	Vice president portfolio manager	1 Aug 1995	Other	1681036
Scott Harrison Dooley	Cfa, vice president,portfolio manager	1 Aug 1995	Other	4369421
Paul William Attwood	Cfa, asst. vice president, portfolio manager	1 Apr 1996	Other	2449982
Mark Henry Josefczyk	Director of marketing	1 Mar 1997	Other	1644507
Norris Downing	Senior portfolio manager	1 Jun 1998	Other	2274403
Jeffrey Ian Kerstine	Cfa, asst. vice president, senior research analyst	1 Sep 1999	Other	4369680
Bruce Mason	Research analyst	1 May 2000	Other	4525261
Scott Harrison Dooley	Chief investment officer	1 Sep 2000	Other	4369421
Paul William Attwood	Senior research analyst	1 Sep 2000	Other	2449982
Peggy Dodt Wagoner	Compliance officer	1 Sep 2000	Other	4369674
Jeffrey Ian Kerstine	Senior research analyst	1 Sep 2000	Other	4369680
Ellis Davenport Hummel	Vice president portfolio manager	1 Oct 2000	Other	2337020
Inc. Huntington Bancshares	Shareholder	1 Mar 2002	75% - 100%	31-072492
Marc Erle Henn	Vice president portfolio manager	1 May 2002	Other	2120816
Donald Lee Keller	Senior vice president, chief investment officer	1 Mar 2003	Other	4648523
Randall Allen Hare	Senior research analyst	1 Jun 2003	Other	2773021
Huntington National Bank	Shareholder	1 Mar 2006	75% - 100%	31-0966785
Gregory A. Smith	Sr. vice president, dir. of private client services	1 May 2006	Other	5149701
Kristy Sue Obrien	Vice president	1 Apr 2007	Other	2340429
Kristy Sue O'brien	Vice president wealth manager	1 Apr 2007	Other	2340429
Bruce Mason	Vice president wealth manager	1 Apr 2008	Other	4525261
Adonis Anthony Caneris	Vice president, senior wealth management advisor	1 Jul 2008	Other	3078969
Nathan Andrew Bishop	Senior portfolio manager	1 Sep 2008	Other	5594136
Gregory A. Smith	President and managing director	1 Jul 2013	Other	5149701
Adonis Anthony Caneris	Vp, sr. wealth advisor and chief compliance officer	1 Jul 2013	Other	3078969
Scott Harrison Dooley	Cfa, sr. vice president, sr. portfolio manager	1 Aug 2013	Other	4369421
Nathan Andrew Bishop	Vp, sr. portfolio manager and chief investment officer	1 Aug 2013	Other	5594136
Christian Roberts Wing	Vice president, sr. private client advisor	1 Sep 2013	Other	4066906
Christian Roberts Wing	Vice president, sr. portfolio manager, chief investment officer	1 Oct 2013	Other	4066906
Steven Marc Short	Executive vice president of huntington bank, haberer board member	1 Oct 2013	Other	4205492
Joseph L Rezabek	Haberer board member	1 Feb 2014	Other	2347549
Audrey J Cawman	Sr. private client advisor	1 Mar 2014	Other	4697718

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Huntington Bancshares	Shareholder	1 Mar 2006	75% - 100%	31-0724920

Based in Cincinnati

The principal office where Haberer Registered Investment Advisor Inc performs its advisory services is located at 201 E Fifth St, Cincinnati, OH 45202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513-381-8200 or by fax 513-345-6347. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.haberer.com.