Henderson Alternative Investment Advisor Limited (London)

Name: Henderson Alternative Investment Advisor Limited
Address: 201 Bishopsgate, London, Ec2 M 3 Ae
Telephone: +44 (0) 207-818-1818

Henderson Alternative Investment Advisor Limited is a large advisory firm based in London. It manages $3.21 billion of regulatory assets for 33 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, Connecticut, Iowa, and 7 other states.

Henderson Alternative Investment Advisor Limited provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and portfolio management for hedge funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Henderson Alternative Investment Advisor Limited: assets under management

The assets under management (AUM) of Henderson Alternative Investment Advisor Limited is $3.21 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 78% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.21 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $97.17 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Henderson Alternative Investment Advisor Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Henderson Alternative Investment Advisor Limited

Lesley Elaine Cairney has been acting as President since 1 Jun 2013. Christopher Benjamin Chaloner joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Roger Phillip Yates	Chief executive officer	1 Jun 2003	Other	4379840
Nicholas Toby Hiscock	Chief financial officer and director	1 Apr 2005	Other	4379698
Shirley Garrood	Chief operating officer	1 Nov 2005	Other	4649572
Henderson Global Investors (Holdings) Limited	Owner	1 Nov 2005	75% - 100%	foriegn entity
Kate Oneil	Director	1 Dec 2005	Other	5073139
Iain James Mather	Cheif compliance officer	1 Dec 2005	Other	5072972
Brian David Rowe	Cheif compliance officer	1 Feb 2006	Other	4742082
Andrew James Formica	Ceo	1 Aug 2008	Other	5643802
Andrew James Formica	Chief executive officer	1 Nov 2008	Other	5643802
Shirley Garrood	Chief financial officer	1 Sep 2009	Other	4649572
Richard Patrick Mcnamara	Head of group finance	1 Aug 2011	Other	4489453
Arno Kitts	Director of global distribution	1 Aug 2011	Other	5963099
Paul James Graham	Managing director	1 Dec 2012	Other	6148438
Yinka Osindero	Chief compliance officer	1 May 2013	Other	4377154
Lesley Elaine Cairney	Director	1 Jun 2013	Other	6408717
David John Elms	Director	1 Jun 2013	Other	6408723
Christopher Benjamin Chaloner	Director	1 Feb 2014	Other	6408722

Indirect Owners

The SEC currently registers 12 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Henderson Group Plc	Shareholder	1 Nov 2005	75% - 100%	foreign entity
Hhg Invest Plc	Shareholder	1 Nov 2005	75% - 100%	foreign entity
Henderson Global Investors (Holdings) Plc	Shareholder	1 Nov 2005	75% - 100%	foreign entity
Hhg Plc	Shareholder	1 Nov 2005	75% - 100%	foreign entity
Hgi Group Limited	Shareholder	1 Sep 2009	75% - 100%	foreign entity
Henderson Holdings Group Limited	Shareholder	1 Sep 2009	75% - 100%	foreign entity
Henderson Global Group Limited	Shareholder	1 Sep 2009	75% - 100%	foreign entity
Henderson Group Plc	Shareholder	1 Sep 2009	75% - 100%	foreign entity
Henderson Global Investors (Holdings) Limited	Shareholder	1 Jul 2010	75% - 100%	foreign entity
Henderson Group Plc	Shareholder	1 Dec 2012	75% - 100%	foreign entity
Henderson Group Holdings Asset Management Limited	Shareholder	1 Dec 2012	75% - 100%	foreign entity
Hgi Asset Managment Group Limited	Shareholder	1 Dec 2012	75% - 100%	foreign entity

Based in London

The principal office where Henderson Alternative Investment Advisor Limited performs its advisory services is located at 201 Bishopsgate, London, Ec2 M 3 Ae, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 (0) 207-818-1818 or by fax +44 (0) 207-818-1819. The normal business hours are 09:00 - 17:00 on Monday - Friday. You can find more information about the New York firm at henderson.com.