Pyramis Global Advisors, LLC (Smithfield)


Pyramis Global Advisors, LLC is a large advisory firm based in Smithfield. It manages $60 billion of regulatory assets for 374 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, California, and 30 other states.

Logo

Pyramis Global Advisors provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and research for affiliated companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pyramis Global Advisors: assets under management

The assets under management (AUM) of Pyramis Global Advisors, LLC is $60 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 875% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $60 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $160.41 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pyramis Global Advisors, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pyramis Global Advisors, LLC

Jeffrey Lagarce has been acting as President since 1 Jan 2015. Robert J Haber has served as the Chief Investment Officer since 1 Sep 2005. Casey Moore Condron joined the executive team most recently as the Head Of Sales & Relationship Management.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Pyramis Global Advisors Holdings Corp. Shareholder 1 Oct 2004 75% - 100% 20-1728184
Fiam Holdings Corp. Shareholder 1 Oct 2004 75% - 100% 20-1728184
Pyramis Global Advisor Holdings Corp. Shareholder 1 Oct 2004 75% - 100% 20-1728184
Drew Edward Lawton Director 1 Oct 2004 Other 1173631
Peter James Smail Chairman of the board, ceo, director 1 Sep 2005 Other 2104905
Jeffrey Bruce Saef Executive vice president product development, director 1 Sep 2005 Other 1655960
Phil Mcdowell Senior vice president, chief administrative officer, director 1 Sep 2005 Other 5040651
Robert J Haber Chief investment officer 1 Sep 2005 Other 5042295
Mike Howard Senior vice president, chief financial officer, treasurer, director 1 Sep 2005 Other 5042539
Michael William Howard Senior vice president, chief financial officer, treasurer, director 1 Sep 2005 Other 5042539
Kenneth Alan Rathgeber Chief compliance officer 1 Oct 2005 Other 2400619
Young Duchung Chin Chief investment officer 1 Mar 2006 Other 2882677
William E Dailey Senior vice president, chief administrative officer, director 1 Jul 2006 Other 5226182
Young Duchung Chin President, chairman, director 1 Sep 2006 Other 2882677
William E Dailey Senior vice president, chief administrative officer, director 1 Sep 2006 Other 5226182
Michael E Wilens Head of asset management 1 Jul 2008 Other 5653418
Robert J Haber Chief investment officer (canada) 1 Nov 2008 Other 5042295
Young Duchung Chin Chief investment officer, director 1 Nov 2008 Other 2882677
Kevin Charles Uebelein President, chairman, director 1 Nov 2008 Other 1557685
Patrick James Mc Nelis Director 1 Nov 2008 Other 1260939
William E Dailey Senior vice president, chief financial officer, director 1 Jun 2009 Other 5226182
Jacques Pierre Perold Asset management executive 1 Jul 2009 Other 4407744
Jacques Pierre Perold Head of asset management 1 Nov 2009 Other 4407744
James S Carroll Svp, domestic distribution and client service 1 Feb 2010 Other 5149207
Michael Evans Barnett Head of north american institutional sales 1 Feb 2010 Other 5773763
Ronald Philip O'hanley President, asset management and corporate services 1 Jul 2010 Other 4331592
William E Dailey Senior vice president, chief financial officer, chief global compliance officer, director 1 Feb 2011 Other 5226182
Boyce Ingram Greer Head of institutional investments and vice chairman 1 Mar 2011 Other 1423638
Derek L Young Vice chairman 1 Aug 2011 Other 5538963
William E Dailey Chief financial officer 1 Aug 2011 Other 5226182
Michael Paul Palermo Director, svp, relationship management 1 Aug 2011 Other 4396923
Charles S (Mi Only) Morrison Vice chairman 1 Aug 2011 Other 4650274
Patrick James Sheppard Senior vice president, governance, risk, compliance and treasury 1 Aug 2011 Other 1779929
Douglas Ralph Moore Director, chief financial officer 1 Oct 2011 Other 5990375
Michael Anthony Jones President, chief executive officer, chairman, director 1 Mar 2012 Other 4357853
Wendy Sian Burgess Canada compliance officer 1 Apr 2012 Other 6054880
Linda Jean Wondrack Chief compliance officer 1 Apr 2012 Other 1589187
Michael Howard Whitaker Svp, compliance officer 1 Nov 2012 Other 4779927
Maureen Alma Fitzgerald Director 1 Nov 2012 Other 4908226
Joseph Nedder Director 1 Nov 2012 Other 6142994
Pam Ruddick Holding Chief investment officer, director 1 Jan 2014 Other 1912576
Pamela Ruddick Holding Chief investment officer 1 Jan 2014 Other 1912576
Charles S (Mi Only) Morrison President of asset management, vice chairman 1 Mar 2014 Other 4650274
Nancy D. Prior President fixed income, vice chairman pga 1 Mar 2014 Other 6044826
Jean Marie Raymond Chief financial officer of asset management 1 May 2014 Other 4148581
William Eric Dailey Chief operating officer of asset management 1 May 2014 Other 5226182
Wilson B Owens Director, chief operating officer 1 Jul 2014 Other 6383298
Casey Moore Condron Director, svp, relationship management 1 Jul 2014 Other 3092905
Jeffrey Lagarce President 1 Jan 2015 Other 6424408
Jeffrey Paul Lagarce President 1 Jan 2015 Other 1014406
Casey Moore Condron Head of sales & relationship management 1 Feb 2015 Other 3092905

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Fmr Llc Shareholder 1 Oct 2004 75% - 100% 04-2507163
Fmr Corp. Shareholder 1 Oct 2004 75% - 100% 04-2507163

Based in Smithfield

The principal office where Pyramis Global Advisors, LLC performs its advisory services is located at 900 Salem Street, Smithfield, RI 02917, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 401-292-3431 or by fax 617-385-1429. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at pyramis.fidelity.com.