Allium Financial Advisors, LLC (Portland)

Name: Allium Financial Advisors, LLC
Address: 15350 Sw Sequoia Parkway, Portland, OR, 97224
Telephone: 877-487-6860

Allium Financial Advisors, LLC is a large advisory firm based in Portland. It manages $205.09 million of regulatory assets for 87 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Oregon and Washington.

Allium Financial Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Allium Financial Advisors: assets under management

The assets under management (AUM) of Allium Financial Advisors, LLC is $205.09 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 48% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $205.09 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.36 million each.

Allium Financial Advisors has custody of $160.67 million in cash and securities for 30 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 74% of the total AUM. The second-largest asset type is exchange traded securities, which make up 16% of the firm’s portfolio. Investments in investment and business development companies form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Allium Financial Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Allium Financial Advisors serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Allium Financial Advisors is high net worth individuals with 36 clients and $180.84 million of assets under management. Among the 7 most similar advisory firms, Allium Financial Advisors has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $205.09 million for 87 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Allium Financial Advisors doesn't advise any private funds.

Careers at Allium Financial Advisors, LLC

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sheree Demers Arntson	Principal	1 Apr 2017	25% - 50%	3184330
Pradeep Tempalli	Senior wealth advisor	1 Apr 2017	25% - 50%	5209794
Jamie Dawn Mccreary	Senior wealth advisor	1 Apr 2017	25% - 50%	5545421
Megan Louise Castleman	Chief compliance officer	1 Apr 2017	Other	6434039
Stacy Leigh Sizemore	Chief compliance officer	1 May 2019	Other	4052029

Based in Portland

The principal office where Allium Financial Advisors, LLC performs its advisory services is located at 15350 Sw Sequoia Parkway, Portland, OR 97224, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 877-487-6860. The normal business hours are by appointment only on Monday - Friday. You can find more information about the New York firm at alliumfinancial.com.