Eagle Strategies LLC (New York)
Eagle Strategies LLC is a large advisory firm based in New York. It manages $8.55 billion of regulatory assets for 50,776 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.
Eagle Strategies provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for approximately 2,000 clients. On top of advisory services, the firm doesn't engage in other business activities.
Eagle Strategies: assets under management
The assets under management (AUM) of Eagle Strategies LLC is $8.55 billion. The firm's AUM has grown by 364% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Investments
The firm invests in investment and business development companies the most. They account for 58% of the total AUM. The second-largest asset type is exchange traded securities, which make up 31% of the firm’s portfolio. Investments in cash and cash equivalents form 4% of the total invested assets.Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Eagle Strategies LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Gerard Anthony Rocchi serves?
The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Gerard Anthony Rocchi is individuals with 39,169 clients and $5.1 billion of assets under management. Among the 12 most similar advisory firms, Eagle Strategies has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $8.55 billion for 50,776 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Eagle Strategies doesn't advise any private funds.
Careers at Eagle Strategies LLC
The company employs 1,965 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. 1,654 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Gerard Anthony Rocchi has been acting as President since 1 Mar 2010. Scott William Weinstein joined the executive team most recently as the Vice President & Chief Compliance Officer.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 1 indirect owner.Based in New York
The principal office where Eagle Strategies LLC performs its advisory services is located at 51 Madison Avenue, New York, NY 10010 The mailing address of the firm is 51 Madison Avenue, New York, NY 10010. An additional office of the firm is in Dallas, TX. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (888) 695-3245 or by fax (646) 348-7720. The normal business hours are 9:00am - 6:00pm on Monday - Friday. You can find more information about the New York firm at eaglestrategies.com.
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