Leist Alan R Planning Group Inc (Utica)

Leist Alan R Planning Group Inc is a pension cosultant based in Utica. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Massachusetts, and 4 other states.

Leist Alan R Planning Group provides financial planning services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Leist Alan R Planning Group Inc for their services and products based on fixed fees and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Leist Alan R Planning Group Inc

Bradley Michael Kowalczyk has been acting as President since 1 Sep 1998. Catherine R. Martin joined the executive team most recently as the Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alan Remy Leist	Chief executive officer	1 Jan 1980	75% - 100%	306209
Bradley Michael Kowalczyk	President/secretary	1 Sep 1998	Other	3121573
Catherine Roberts Martin	Chief compliance officer	1 Jun 2005	Other	1325396

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bradley M. Kowalczyk	President	1 Sep 1998	Other	xxx-xx-xxxx
Catherine R. Martin	Compliance officer	1 Jun 2005	Other	xxx-xx-xxxx

Based in Utica

The principal office where Leist Alan R Planning Group Inc performs its advisory services is located at 114 Business Park Drive, Utica, NY 13502, which is also the mailing address of the firm. An additional office of the firm is in West Palm Beach, FL. It doesn’t run an office outside of the United States.