Rothschild International Asset Management Ltd (London England)

Rothschild International Asset Management Ltd is a large advisory firm based in London England. It manages $116.53 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Rothschild International Asset Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rothschild International Asset Management: assets under management

The assets under management (AUM) of Rothschild International Asset Management Ltd is $116.53 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $116.53 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116.53 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rothschild International Asset Management Ltd for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rothschild International Asset Management Ltd

Ian Goodwin has been acting as President since 1 Sep 1995. Insight Investment Management Limited joined the executive team most recently as the Indirect Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rothschild Asset Management Ltd	Parent of applicant	1 Apr 1989	75% - 100%	foreign
Mark Kivey Tavel	Non-executive director	1 Jul 1989	Other	1127114
Mark Connolly	Director	1 Apr 1990	Other	4441173
Ceris Wyn Williams	Director	1 Jan 1992	Other	4441223
Alexander Arnold Macphee	Director cco	1 Aug 1992	Other	2947741
Rupert Guy Robinson	Director	1 Apr 1994	Other	4441222
Andrew Brian Giles	Director	1 Jan 1995	Other	4441183
Kenneth Henry Brown	Director	1 May 1995	Other	4441170
Ian Goodwin	Director/finance officer	1 Sep 1995	Other	4441193
Richard Edwin Winwood Robinson	Director	1 Oct 1996	Other	4441220
Adrian Grey	Director	1 Jul 1997	Other	4441201
Christopher John Jenkins	Director	1 May 1998	Other	4441214
Paul V F Manduca	Chief executive	1 Oct 1999	Other	4386835
Abdallah Nauphal	Director	1 Oct 2001	Other	2746886
Dean A Lush	Director	1 Feb 2002	Other	4528013
Douglas Ferrans	Director	1 Jan 2003	Other	4476097
Michael John Deakin	Director	1 Jan 2003	Other	4476102
Gary Thomas Mairs	Director & chief executive	1 Jan 2003	Other	4630742
Keith Alan Lovett	Director	1 Jan 2003	Other	4630745

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Rothschilds Continuation Holdings A.G.	Indirect owner	1 Apr 1982	75% - 100%	foreign
Rothschild Concordia A.G.	Indirect owner	1 Apr 1990	50% - 75%	foreign
Rothschild Asset Management (Uk) Holdings Limited	Indirect owner	1 Apr 1996	75% - 100%	foreign
Rothschild Asset Management International Holdings Bv	Indirect owner	1 Apr 1996	75% - 100%	foreign
Rothschilds Continuation Holdings A.G.	Indirect owner	1 Dec 2000	75% - 100%	foreign
Rothschild Asset Management Holdings A.G.	Indirect owner	1 Dec 2000	75% - 100%	foreign
Insight Investment Management Limited	Indirect owner	1 Jan 2003	75% - 100%	foreign
Clerical Medical Investment Group Limited	Indirect owner	1 Jan 2003	75% - 100%	foreign
Clerical Medical Investment Group (Holdings) Limited	Indirect owner	1 Jan 2003	75% - 100%	foreign
Hbos Insurance & Investment Group Limited	Indirect owner	1 Jan 2003	75% - 100%	foreign
Hbos Plc	Indirect owner	1 Jan 2003	75% - 100%	foreign

Based in London England

The principal office where Rothschild International Asset Management Ltd performs its advisory services is located at 33 Old Broad Street, London England, Ec2 N 1 Hz The mailing address of the firm is 33 Old Broad Street, Lodnon, Ec2 N 1 Hz. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 02079305474 or by fax 02073211423. The normal business hours are 0900-1700 on Monday - Friday.