Commerce Capital Markets, Inc. (Philadelphia)

Name: Commerce Capital Markets, Inc.
Address: 2005 Market Street, Suite 200, Philadelphia, PA, 19103
Telephone: 215-282-4400

Commerce Capital Markets, Inc. is a large advisory firm based in Philadelphia. It manages $630.72 million of regulatory assets for 221 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Delaware, Florida, Missouri, and 5 other states.

Commerce Capital Markets provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Commerce Capital Markets: assets under management

The assets under management (AUM) of Commerce Capital Markets, Inc. is $630.72 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 307% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $630.72 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.85 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Commerce Capital Markets, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Commerce Capital Markets, Inc.

Vincent Joseph Stafford has been acting as President since 1 Oct 1971. Raymond Thomas Jr Spinelli joined the executive team most recently as the President/Chairman.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Vincent Joseph Stafford	President/ceo/director	1 Oct 1971	Other	xxx-xx-xxxx
William Lyle Widerman	Executive vice president	1 May 1972	Other	xxx-xx-xxxx
Edward Daniel Trexler	Executive vice president	1 Mar 1977	Other	xxx-xx-xxxx
Denis James Carlson	Managing director	1 Sep 1977	Other	xxx-xx-xxxx
David Baxter Thompson	Senior vp/director	1 Mar 1998	Other	xxx-xx-xxxx
Terrence James Malloy	Cfo/secretary/finop	1 Sep 1998	Other	xxx-xx-xxxx
Maria Frances Baird	Compliance officer	1 Nov 1998	Other	xxx-xx-xxxx
Maria Frances Lutzker	Compliance officer	1 Nov 1998	Other	xxx-xx-xxxx
N.A. Commerce Bank	Owner	1 Mar 2000	75% - 100%	22-2486057
Douglas J. Pauls	Director	1 Sep 2000	Other	xxx-xx-xxxx
Joseph Dean Blair	Chief operating officer/director	1 Jun 2004	Other	1418103
Vincent Joseph Stafford	Chairman	1 Dec 2004	Other	501262
Joseph Dean Blair	President/ceo/director	1 Dec 2004	Other	1418103
Terrence James Malloy	Director	1 Jan 2005	Other	3168701
Marc Alan Rubinsohn	Finop/accounting manager	1 Jan 2005	Other	4861057
Vincent Joseph Stafford	Chairman/president	1 May 2005	Other	501262
Vincent Joseph Stafford	Chairman	1 Jul 2005	Other	501262
Stanley Anthony Gregor	Ceo/president	1 Jul 2005	Other	1672974
David Wojcik	Director	1 Dec 2005	Other	5153622
Russell Owen Vernon	President	1 Jul 2007	Other	1627442
James Leo Gertie	Director	1 Jul 2007	Other	5501569
David Nathan Schlesinger	Director	1 Jul 2007	Other	1676583
Td Bank N.A.	Owner	1 Jun 2008	75% - 100%	01-0437984
Raymond Thomas Jr Spinelli	President/chairman	1 Jan 2009	Other	1676130
James E Reilly	Secretary	1 Jan 2009	Other	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Commerce Bancorp.	Owner	1 Jun 1983	75% - 100%	22-2433468
The Toronto Dominion Bank	Indirect owner	1 Mar 2008	75% - 100%	13-5640479
Commerce Bancorp Llc	Indirect owner	1 Mar 2008	75% - 100%	98-0567190
Llc Cardinal Intermediate Co.	Indirect owner	1 Mar 2008	75% - 100%	98-0567188
Llc Cardinal Top Co.	Indirect owner	1 Mar 2008	75% - 100%	98-0567185
Td Banknorth Inc.	Indirect owner	1 Mar 2008	75% - 100%	01-0437984
Ulc Td Us P&C Holdings	Indirect owner	1 Mar 2008	75% - 100%	98-0546017

Based in Philadelphia

The principal office where Commerce Capital Markets, Inc. performs its advisory services is located at 2005 Market Street, Suite 200, Philadelphia, PA 19103, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 215-282-4400 or by fax 215-282-3865. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.commerceonline.com.