Meg Green & Associates, Inc. (Plantation)

Name: Meg Green & Associates, Inc.
Address: 8151 Peters Road, Plantation, FL, 33324
Telephone: 954-289-9000

Meg Green & Associates, Inc. is a large advisory firm based in Plantation. It manages $583.7 million of regulatory assets for 1,055 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California, Florida, Georgia, and 6 other states.

Meg Green & Associates provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Meg Green & Associates: assets under management

The assets under management (AUM) of Meg Green & Associates, Inc. is $583.7 million. The firm's AUM has grown by 55% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $518.84 million in discretionary accounts and $64.85 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $639.75 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $265.8 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 41% of the total AUM. The second-largest asset type is state and local bonds, which make up 38% of the firm’s portfolio. Investments in investment and business development companies form 16% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Meg Green & Associates, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Todd Michael Battaglia serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Todd Michael Battaglia is high net worth individuals with 720 clients and $532.7 million of assets under management. Among the 8 most similar advisory firms, Meg Green & Associates has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $570.7 million for 800 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Meg Green & Associates doesn't advise any private funds.

Careers at Meg Green & Associates, Inc.

The company employs 10 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Todd Michael Battaglia has been acting as President since 1 Jan 2001. James Sean O'halloran joined the executive team most recently as the Vice President Of Wealth Management.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Meg Green	Chief executive officer	1 Feb 1989	50% - 75%	714332
Todd Michael Battaglia	President	1 Jan 2001	25% - 50%	1965041
Mallory Curian Mangrum	Chief compliance officer	1 Jan 2001	Other	2481051
Kevin Bernard Mcgann	Vice president and chief operating officer	1 Aug 2008	Other	1937310
Todd Michael Battaglia	President/ceo	1 Jan 2016	75% - 100%	1965041
James Sean O'halloran	Vice president of wealth management	1 Jun 2016	Other	2850664
Hugo Manuel Calenzani	Cio	1 Jun 2016	Other	4924231

Based in Plantation

The principal office where Meg Green & Associates, Inc. performs its advisory services is located at 8151 Peters Road, Plantation, FL 33324, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 954-289-9000 or by fax 954-289-9100. The normal business hours are 9:00am 5:30pm on Monday - Friday. You can find more information about the New York firm at meggreen.com.