Frank Capital Partners LLC (Key Biscayne)

Name: Frank Capital Partners LLC
Address: 781 Crandon Blvd, Key Biscayne, FL, 33149
Telephone: 973-887-7698

Frank Capital Partners LLC is an investment adviser to an investment company based in Key Biscayne. It manages $18.45 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2003.

Frank Capital Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Frank Capital Partners: assets under management

The assets under management (AUM) of Frank Capital Partners LLC is $18.45 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1172% since the beginning of its operation, and $2.47 million of the total AUM is attributable to clients outside of the United States.

The firm manages $18.45 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.64 million each.

Investments

The firm invests in investment grade corporate bonds the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Frank Capital Partners LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Alfred Charles Frank serves?

The firm provides services to individuals, investment companies, and pooled investment vehicles. The largest group of clients of Alfred Charles Frank is investment companies with 1 clients and $14.7 million of assets under management. Among the 1 most similar advisory firms, Frank Capital Partners has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $18.45 million for 7 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 15% of the firm’s clients are foreign persons or businesses.

Frank Capital Partners also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Frank Capital Partners LLC

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Alfred Charles Frank has been acting as President since 1 Jun 2003. Monique Marie Weiss joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brian Joseph Frank	President, chief compliance officer	1 Jun 2003	50% - 75%	4688601
Alfred Charles Frank	President	1 Jun 2003	50% - 75%	4688597
Monique Marie Weiss	Chief operating officer	1 Sep 2009	50% - 75%	2234510

Based in Key Biscayne

The principal office where Frank Capital Partners LLC performs its advisory services is located at 781 Crandon Blvd, Key Biscayne, FL 33149, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 973-887-7698 or by fax 973-887-7698. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at frankfunds.com.