Zions Investment Securities, Inc. (Salt Lake City)


Zions Investment Securities, Inc. is an adviser based in Salt Lake City. It manages $8.4 million of regulatory assets for 50 client accounts. It has been registered with the SEC as an adviser since 2001.

Zions Investment Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Zions Investment Securities: assets under management

The assets under management (AUM) of Zions Investment Securities, Inc. is $8.4 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Zions Investment Securities, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Zions Investment Securities, Inc.

John J Gisi has been acting as President since 1 Apr 1994. Curtis Reed Christensen joined the executive team most recently as the Chief Compliance Officer (Cco),Crop,Srop.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Zions First National Bank Parent company 1 Aug 1991 75% - 100% 87-0189025
Russell William Miller Director 1 Aug 1991 Other 2184677
James Howard Stevenson Director 1 Aug 1991 Other 1028790
John J Gisi Director 1 Apr 1994 Other 2490932
George B Iii Hofmann Director 1 Mar 1995 Other 2609844
George Bernard Iii Hofmann Director 1 Mar 1995 Other 2609844
Sharon Kay Weinle Vice president, finop, coo, corporate treasurer 1 Oct 2000 Other 1207462
David Jenkins Taylor Senior vice president 1 Oct 2000 Other 1220277
William David Hemingway Director, acting chairman of the board 1 Dec 2000 Other 1483173
David Richard Nichols Acting president, cco, srop, crop, corp secretary 1 Dec 2000 Other 1769932
William David Hemingway Director, chairman of the board 1 Apr 2001 Other 1483173
David Richard Nichols Senior vp, cco, srop, crop, corp secretary 1 May 2001 Other 1769932
David Jenkins Taylor President 1 May 2001 Other 1220277
William Emmet Martin Director 1 Jul 2001 Other xxx-xx-xxxx
Diana Elizabeth Kirk Director 1 Apr 2002 Other xxx-xx-xxxx
Kay Bitter Hall Director 1 Aug 2002 Other xxx-xx-xxxx
James Reed Cooper Coo 1 Oct 2002 Other 2404341
Shane Lee Rogers Regional president/sales manager 1 Oct 2002 Other 2467431
Patrick William Shaughnessy Regional president/sales manager 1 Oct 2002 Other 1091223
Robert Earle Iii Blakemore Director 1 Oct 2002 Other xxx-xx-xxxx
Richard Rouzer Veitz Director 1 Jan 2003 Other 4630981
Peter Michael Kelson Rop 1 Aug 2003 Other 3135357
Robert Earle Iii Blakemore Director 1 Oct 2003 Other xxx-xx-xxxx
Curtis Reed Christensen Compliance officer,crop,srop 1 Dec 2003 Other xxx-xx-xxxx
George M Feiger Director 1 Apr 2004 Other xxx-xx-xxxx
George Mark Feiger Director 1 Apr 2004 Other xxx-xx-xxxx
Curtis Reed Christensen Chief compliance officer (cco),crop,srop 1 Oct 2004 Other xxx-xx-xxxx

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Zions Bancorporation Parent's parent company 1 Aug 1991 75% - 100% 87-0227400

Based in Salt Lake City

The principal office where Zions Investment Securities, Inc. performs its advisory services is located at One South Main Street, Salt Lake City, UT 84111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 801-524-4731 or by fax 801-524-2206. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.