Greenfield Partners, LLC (Westport)

Name: Greenfield Partners, LLC
Address: 2 Post Road West, Westport, CT, 06880
Telephone: 203-354-5000

Greenfield Partners, LLC is a large advisory firm based in Westport. It manages $1.19 billion of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Connecticut.

Greenfield Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Greenfield Partners: assets under management

The assets under management (AUM) of Greenfield Partners, LLC is $1.19 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -75% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.19 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $59.41 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Greenfield Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Greenfield Partners serves?

The only and largest group of clients of Greenfield Partners is pooled investment vehicles with 20 clients and $1.19 billion of assets under management. Among the 8 most similar advisory firms, Greenfield Partners has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.19 billion for 20 clients. None of the firm’s clients are foreign persons or businesses.

Greenfield Partners also advises several private funds. Namely, two hedge funds and seventeen real estate funds. The minimum investment commitment required of non-related persons ranges from $200,000 to $35,000,000.

Careers at Greenfield Partners, LLC

The company employs 11 people that are either part- or full-time employees. 18 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Michael Brian Bradley has served as the Chief Investment Officer since 1 Jan 2005. Brian Orr joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Eugene Albert Gorab	Chief executive officer and class b member	1 Mar 1997	50% - 75%	5971311
Paul Altieri	Chief financial officer	1 Jan 1998	Other	5971312
Barry Philip Marcus	Chief legal officer	1 May 1998	Other	5971321
Dean Andrew Sotter	Chief operating officer	1 Jun 1999	Other	1950504
Michael Brian Bradley	Chief investment officer	1 Jan 2005	Other	5971318
Inc. Greenfield Eg I	Class a member	1 May 2006	50% - 75%	20-4820212
Inc. Greenfield Eg Ii	Class a member	1 May 2006	Other	20-4820252
Inc. Greenfield Eg Iii	Class a member	1 May 2006	Other	20-4820298
Inc. Greenfield Eg Iv	Class a member	1 May 2006	Other	20-4020353
Inc. Greenfield Eg V	Class a member	1 May 2006	Other	20-4820381
Inc. Greenfield Eg Vi	Class a member	1 May 2006	Other	20-4820434
Inc. Greenfield Eg Vii	Class a member	1 May 2006	Other	20-4820477
Inc. Greenfield Bm	Class a member	1 May 2006	Other	20-4785601
Inc. Greenfield Ds	Class a member	1 May 2006	Other	20-4785631
Inc. Greenfield Pa	Class a member	1 May 2006	Other	20-4781130
Inc. Greenfield Mb	Class a member	1 May 2006	Other	20-4785557
Frank Cartolano	Chief compliance officer	1 Sep 2009	Other	5971322
James Stanford Nix	Chief operating officer	1 Jan 2016	Other	5971366
Dean Andrew Sotter	Chief financial officer	1 Jan 2016	Other	1950504
Rajesh Gopinatu Menon	Chief investment officer	1 Jan 2016	Other	3212272
Jeffrey Craig Usas	Chief operating officer	1 Jul 2018	Other	4638875
Greenfield Vi/Vii Spe Llc	Class b member	1 Dec 2018	25% - 50%	83-4163538
Brian Orr	Chief financial officer	1 Jan 2019	Other	7089353

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Eugene Albert Gorab	Stockholder	1 May 2006	75% - 100%	5971311
Paul Altieri	Stockholder	1 May 2006	75% - 100%	5971312
Michael Brian Bradley	Stockholder	1 May 2006	75% - 100%	5971318
Barry Philip Marcus	Stockholder	1 May 2006	75% - 100%	5971321
Dean Andrew Sotter	Stockholder	1 May 2006	75% - 100%	1950504
Paul Altieri	Stockholder	1 Mar 2008	75% - 100%	5971312
James Stanford Nix	Stockholder	1 Oct 2008	75% - 100%	5971366
Rajesh Gopinatu Menon	Stockholder	1 Jul 2009	75% - 100%	3212272
Eugene Albert Gorab	Stockholder	1 Dec 2018	75% - 100%	5971311

Based in Westport

The principal office where Greenfield Partners, LLC performs its advisory services is located at 2 Post Road West, Westport, CT 06880, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-354-5000 or by fax 203-222-4930. The normal business hours are 8:30-5:30 on Monday - Friday. You can find more information about the New York firm at greenfieldpartners.com.