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Lumbard Investment Counseling (Hollis)


Lumbard Investment Counseling is a large advisory firm based in Hollis. It manages $48.4 million of regulatory assets for 73 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of New Hampshire.

Lumbard Investment Counseling provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lumbard Investment Counseling: assets under management

The assets under management (AUM) of Lumbard Investment Counseling is $48.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 84% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $48.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $663.01 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Lumbard Investment Counseling for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
John Ashmore Lumbard General partner 1 Apr 1990 25% - 50% 852824
Eliot Howland Lumbard Limited partner 1 Apr 1990 25% - 50% 4512618
Jean Ashmore Lumbard Limited partner 1 Apr 1990 25% - 50% 4512638
Gordon Alan Russell Limited partner 1 Apr 1990 25% - 50% 4512707
Celia Mary Russell Limited partner 1 Apr 1990 25% - 50% 4512717
Michael Allen Collora Limited partner 1 Apr 1990 25% - 50% 4512729
Peter Boyd Coz Limited partner 1 Apr 1990 25% - 50% 4512739

Based in Hollis

The principal office where Lumbard Investment Counseling performs its advisory services is located at 5 Hutchings Drive, Hollis, NH 03049 The mailing address of the firm is Post Office Box 749, Hollis, NH 03049 0749. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 603-465-7700 or by fax 603-465-7774. The normal business hours are 9:00 a.m.- 5:00 p.m. on Monday - Friday.


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