Arnhold And S. Bleichroeder, Inc. (New York)

Name: Arnhold And S. Bleichroeder, Inc.
Address: 9 W. 57 Th Street, 36 Th Floor, New York, NY, 10019
Telephone: 212-891-6100

Arnhold And S. Bleichroeder, Inc. is a large advisory firm based in New York. It manages $7.52 billion of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2000.

Arnhold And S. Bleichroeder provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Arnhold And S. Bleichroeder: assets under management

The assets under management (AUM) of Arnhold And S. Bleichroeder, Inc. is $7.52 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 15% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.52 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.5 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Arnhold And S. Bleichroeder, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Arnhold And S. Bleichroeder, Inc.

Yann Gindre has been acting as President since 1 May 2009. William Branagh joined the executive team most recently as the Head Of Operations.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Anna Marie Kellen	Stockholder	1 Jul 1946	Other	xxx-xx-xxxx
Ronald Albin Bendelius	Sr. vice president/ chief financial officer	1 May 1972	Other	843491
Michael Max Kellen	Senior vice president & director	1 Jun 1978	Other	xxx-xx-xxxx
Inc. Profit Sharing Plan Arnhold And S. Bleichroeder	Stockholder	1 Mar 1986	Other	13-4959915
Irwin Jacob Shubert	Senior vice president & director	1 Aug 1988	Other	xxx-xx-xxxx
Allan Langman	Senior vice president, treasurer & director	1 Nov 1990	Other	xxx-xx-xxxx
Stephen Max Kellen	Co-chairman of the board	1 Jan 1994	Other	xxx-xx-xxxx
Henry Helmut Arnhold	Co-chairman of the board	1 Jan 1994	Other	7465
Stanford Seymour Warshawsky	Co-president, secretary & director	1 Jan 1994	Other	xxx-xx-xxxx
John Peter Arnhold	Co-president and director	1 Jan 1994	Other	xxx-xx-xxxx
William Philip Casciani	Senior vice president , srop/crop	1 Apr 1994	Other	xxx-xx-xxxx
Gary Lee Fuhrman	Senior vice president & director	1 Mar 1995	Other	xxx-xx-xxxx
Robert Miller	Senior vice president & director	1 Aug 1999	Other	xxx-xx-xxxx
Michael George Klemballa	Senior vice president - chief financial officer	1 Jun 2001	Other	1884919
Peter William Vandermey	Senior vice president and director	1 Dec 2001	Other	1024639
Yann Gindre	Director/ head of us corporate and investment banking	1 May 2009	Other	5310482
Louis Pinto	Executive principal/ chief operating officer	1 Nov 2010	Other	1545337
Jacques Jean Busquet	Director	1 Mar 2011	Other	3227628
Jeffrey C Knowles	Director	1 Mar 2011	Other	2488243
Robert J Mr. Dubrowski	Director	1 Mar 2011	Other	5902569
Eric Pascal Chouteau	Director	1 Mar 2011	Other	5879812
Stephane Gabriel Launay	Director	1 Mar 2011	Other	5900094
Stephane About	Director	1 Mar 2011	Other	4363854
Jean Claude Petard	Director	1 Mar 2011	Other	5906457
Desmond Michael Kenneally	Chief financial officer	1 May 2011	Other	2212334
Sean M Bowden	Chief compliance officer	1 Jun 2011	Other	2937192
Natixis North America Llc	Parent company	1 Sep 2011	75% - 100%	13-3605907
William Branagh	Head of operations	1 Oct 2011	Other	2350108

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bpce	Owner	1 Aug 2009	50% - 75%	foreign
Natixis Us Holdings Inc	Owner	1 Oct 2011	75% - 100%	04-3561632
Natixis Sa	Owner	1 Oct 2011	75% - 100%	foreign
Natixis Global Asset Management	Owner	1 Oct 2011	75% - 100%	foreign
Natixis Global Asset Management Paricipations 1	Owner	1 Oct 2011	75% - 100%	foreign

Based in New York

The principal office where Arnhold And S. Bleichroeder, Inc. performs its advisory services is located at 9 W. 57 Th Street, 36 Th Floor, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-891-6100 or by fax 212-891-1800. The normal business hours are 8 am - 6 pm on Monday - Friday. You can find more information about the New York firm at firsteaglesogen.com/.