Legionce Investment Advisors, LLC (Denver)

Name: Legionce Investment Advisors, LLC
Address: 1777 S. Harrison, Denver, CO, 80210
Telephone: 303-751-5550

Legionce Investment Advisors, LLC is an adviser based in Denver. It manages $16.99 million of regulatory assets for 127 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Colorado.

Legionce Investment Advisors provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Legionce Investment Advisors: assets under management

The assets under management (AUM) of Legionce Investment Advisors, LLC is $16.99 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -47% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $16.99 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $133.76 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Legionce Investment Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Legionce Investment Advisors, LLC

Michael John Polakovic has served as the Chief Investment Officer since 1 Jan 2002. Gregory Francis Schaffner joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gregory Francis Schaffner	Chief compliance officer	1 Nov 1998	50% - 75%	1692758
Michael John Polakovic	Chief investment officer	1 Jan 2002	50% - 75%	4498827

Based in Denver

The principal office where Legionce Investment Advisors, LLC performs its advisory services is located at 1777 S. Harrison, Denver, CO 80210, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-751-5550 or by fax 303-815-1944. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at www.legionce.com.