Doubleline Capital LP (Glendale)

Name: Doubleline Capital LP
Address: 505 North Brand Boulevard, Glendale, CA, 91203
Telephone: 213-633-8200

Doubleline Capital LP is a large advisory firm based in Glendale. It manages $120.04 billion of regulatory assets for 153 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California, Delaware, Hawaii, and 9 other states.

Doubleline Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Doubleline Capital: assets under management

The assets under management (AUM) of Doubleline Capital LP is $120.04 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 7370% since the beginning of its operation, and $9.51 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $120.04 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $784.54 million each.

Doubleline Capital has custody of $3.32 billion in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in government bonds the most. They account for 54% of the total AUM. The second-largest asset type is other assets, which make up 26% of the firm’s portfolio. Investments in investment and business development companies form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Doubleline Capital LP for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Doubleline Capital serves?

The firm provides services to insurance companies, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Doubleline Capital is investment companies with 30 clients and $91.97 billion of assets under management. Among the 7 most similar advisory firms, Doubleline Capital has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $115.43 billion for 113 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 17% of the firm’s clients are foreign persons or businesses.

Doubleline Capital also advises several private funds. Namely, four hedge funds and two other private funds. The minimum investment commitment required of non-related persons ranges from $1,000 to $10,000,000.

Careers at Doubleline Capital LP

The company employs 243 people that are either part- or full-time employees. 38 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey E. Gundlach	Chief executive officer; chief investment officer; director; limited partner;executive committee member	1 Dec 2009	25% - 50%	5743631
Philip Alan Barach	President; limited partner;executive committee member	1 Dec 2009	Other	2759255
Doubleline Capital Gp Llc	General partner	1 Dec 2009	Other	61-1609044
Barbara Van Every	Executive committee member; director investor services	1 Dec 2009	Other	5743635
Casey Moore	Chief technology officer;executive committee member	1 Dec 2009	Other	6037356
Jeffrey Edward Gundlach	Chief executive officer; chief investment officer; director; executive committee member	1 Dec 2009	25% - 50%	5743631
Barbara Ruth Van Every	Director of investor services; executive committee member	1 Dec 2009	Other	5743635
Casey Lee Moore	Chief technology officer; executive committee member	1 Dec 2009	Other	6037356
Cris Santa Ana Iii	Chief operating officer	1 Dec 2009	Other	5743633
Gregory W. Ward	Chief financial officer	1 Dec 2009	Other	5743632
Louis Charles Lucido	Chief operating officer, limited partner;executive committee member	1 Feb 2010	Other	1452865
Cris Santa Ana Iii	Chief risk officer, executive committee member	1 Feb 2010	Other	5743633
Allan Richard Toole	Chief risk officer; chief compliance officer	1 Feb 2010	Other	5743635
Joseph John Galligan	Limited partner	1 Feb 2010	Other	1019882
Joel Damiani	Limited partner	1 Feb 2010	Other	5775454
Gregory Antonie Uythoven	Director, marketing	1 Feb 2010	Other	5757593
Joseph William Sullivan	Chief financial officer	1 Mar 2010	Other	1129689
L.P. Oaktree Fund Gp Ii	Limited partner	1 Apr 2010	Other	26-0182212
Earl A Lariscy	General counsel; limited partner;executive committee member	1 Apr 2010	Other	5819564
Earl Allan Lariscy	General counsel; executive committee member	1 Apr 2010	Other	5819564
Earl A Lariscy	General counsel/chief compliance officer	1 Jun 2010	Other	5819564
Ronald Robert Redell	Executive vice president	1 Jul 2010	Other	2426944
Cris Santa Ana Iii	Chief risk officer	1 Dec 2010	Other	5743633
Keith Thomas Kirk	Deputy general counsel/chief compliance officer;executive committee member	1 Jan 2012	Other	3085490
Casey Moore	Chief technology officer	1 Jan 2012	Other	6037356
Ronald Robert Redell	Executive committee member; limited partner	1 Feb 2012	Other	2426944
Barbara Van Every	Director, client service and communications	1 Feb 2012	Other	5743635
Henry Vann Chase	Interim cfo	1 Sep 2012	Other	6120395
Joseph John Galligan	Executive vice president; limited partner;executive committee member	1 Jan 2013	Other	1019882
Henry Vann Chase	Chief financial officer;limited partner;executive committee member	1 Jan 2013	Other	6120395
Joel Damiani	Executive vice president;limited partner	1 Jan 2013	Other	5775454
R. Brendt Stallings	Executive committee member	1 Sep 2013	Other	6159169
Ignacio Elpidio Sosa	Executive committee member; director product solutions group	1 May 2014	Other	2214505
Mark Wayne Christensen	Portfolio manager; executive committee member	1 Jul 2015	Other	6626790
Mark W. Christensen	Executive committee member	1 Jul 2015	Other	6626790
Jeffrey John Sherman	Deputy chief investment officer; executive committee member	1 Apr 2016	Other	5757585
Adam Daniel Rossetti	Chief compliance officer, attorney	1 Aug 2017	Other	6509121
Youse Enrique Guia	Chief compliance officer; executive committee member	1 Mar 2018	Other	4219699
Leticia Ann Acosta	Director of human resources; executive committee member	1 Mar 2018	Other	5687931
Patrick Aaron Townzen	Director of operations; executive committee member	1 Mar 2018	Other	4232798

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Oaktree Capital Ii	Limited partner	1 May 2007	75% - 100%	26-0181886
L.P. Oaktree Capital Group Holdings	Limited partner	1 May 2007	75% - 100%	95-4521152

Based in Glendale

The principal office where Doubleline Capital LP performs its advisory services is located at 505 North Brand Boulevard, Glendale, CA 91203 The mailing address of the firm is 333 South Grand Avenue, Los Angeles, CA 90071. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 213-633-8200 or by fax 213-633-8398. The normal business hours are 8 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at doubleline.com/.