Bailard Biehl & Kaiser Inc (Foster City)

Name: Bailard Biehl & Kaiser Inc
Address: 950 Tower Ln, Foster City, CA, 94404 2131
Telephone: 650-571-5800

Bailard Biehl & Kaiser Inc is a large advisory firm based in Foster City. It manages $1.43 billion of regulatory assets for 763 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Connecticut, and 17 other states.

Bailard Biehl & Kaiser provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and selection of other advisers. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Bailard Biehl & Kaiser: assets under management

The assets under management (AUM) of Bailard Biehl & Kaiser Inc is $1.43 billion. The firm's AUM has grown by 11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.41 billion in discretionary accounts and $18.01 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.91 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $857.85 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bailard Biehl & Kaiser Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bailard Biehl & Kaiser Inc

Thomas Edwards Bailard has been acting as President since 1 Nov 1988. Dennis J. O'connell joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Edwards Bailard	Chairman	1 Nov 1988	Other	1760721
Ronald Walter Kaiser	Director	1 Nov 1988	Other	1760732
James E. Boddorf	Director	1 Nov 1988	Other	4394658
George G.C. Parker	Director	1 Nov 1988	Other	4394660
Inc. Bb&K Holdings	Parent company of applicant	1 Nov 1988	75% - 100%	94-3096073
Burnice Edward Sparks	President & director	1 Jun 1992	Other	1561770
Peter Molyneux Hill	Cio, director	1 Jun 1992	Other	2277773
Barbara Vaughan Bailey	Evp/treasurer, cfo	1 Dec 1995	Other	2768575
Janis Mayo Horne	Chief compliance officer	1 May 1996	Other	1764068
Jackie P. Martin	Secretary	1 Jun 1998	Other	4394663
Dennis J. O'connell	Director	1 Nov 1998	Other	4394662

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Trustees Fbo The Thomas E. Bailard Tr Dtd 7/30/82 Thomas E. Bailard And Terri S. Bailard	Shareholder	1 Mar 1972	25% - 50%	xxx-xx-xxxx

Based in Foster City

The principal office where Bailard Biehl & Kaiser Inc performs its advisory services is located at 950 Tower Ln, Foster City, CA 94404 2131, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 650-571-5800 or by fax 650-573-7128. The normal business hours are 7:30am-5:30pm on Monday - Friday. You can find more information about the New York firm at www.bailard.com.