M.A. Weatherbie & Co., Inc. (Boston)

M.A. Weatherbie & Co., Inc. is a large advisory firm based in Boston. It manages $1.01 billion of regulatory assets for 27 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Massachusetts.

M.A. Weatherbie & Co. provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

M.A. Weatherbie & Co.: assets under management

The assets under management (AUM) of M.A. Weatherbie & Co., Inc. is $1.01 billion. The firm's AUM has gone down by -53% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.01 billion in discretionary accounts and $2 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $38.81 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2 million.

M.A. Weatherbie & Co. has custody of $131 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay M.A. Weatherbie & Co., Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at M.A. Weatherbie & Co., Inc.

Matthew Alexander Weatherbie has been acting as President since 1 Nov 1995. Inc. Weatherbie Holding joined the executive team most recently as the Direct Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Matthew Alexander Weatherbie	President	1 Nov 1995	75% - 100%	4363972
Mildred Mary Mallen	Chief compliance officer	1 Aug 2004	Other	4934310
Joshua Daniel Bennett	Principal	1 Jul 2007	Other	5573996
Daniel Joseph Brazeau	Principal	1 Jul 2007	Other	5573999
Haiyan George Dai	Principal	1 Jul 2007	Other	5574008
Matthew Galletta	Principal	1 Jul 2007	Other	2252446
Mark Christopher Militello	Principal	1 Jul 2007	Other	2810306
Carla Marie Mora	Principal	1 Jul 2007	Other	5574018
Alan Crane Kirby	Principal	1 Jun 2010	Other	2552817
Haiyan George Dai	Senior managing director	1 Mar 2012	Other	5574008
Inc. Weatherbie Holding	Direct owner	1 Jan 2014	75% - 100%	46-4377482

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Matthew Alexander Weatherbie	Direct owner	1 Jan 2014	75% - 100%	4363972

Based in Boston

The principal office where M.A. Weatherbie & Co., Inc. performs its advisory services is located at 265 Franklin Street, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-951-2550 or by fax 617-951-2531. The normal business hours are 9:00am - 5:00pm on Monday - Friday.