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Lazard Alternative Investments LLC (New York)


Lazard Alternative Investments LLC is an adviser based in New York. It manages $9.34 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Lazard Alternative Investments provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lazard Alternative Investments: assets under management

The assets under management (AUM) of Lazard Alternative Investments LLC is $9.34 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $9.34 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.87 million each.
Lazard Alternative Investments has custody of $9.34 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Lazard Alternative Investments LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Lfcm Holdings Llc Sole member 1 Feb 2005 75% - 100% 20-2343502
Barry William Ridings Board member 1 Nov 2006 Other 1026971
Stephen Howard Sands Board member 1 Nov 2006 Other 2561544
Thompson Mcarthur Swayne Board member 1 Nov 2006 Other 2722222
James Victor Hansford Board member 1 Mar 2007 Other 4468015
Jeffrey Allen Rosen Board member 1 Jun 2008 Other 404215
James Victor Hansford Board member 1 Jun 2009 Other 4468015
Matthew Joseph Lustig Board member 1 Jul 2009 Other 1515661
Stephen Howard Sands Board member 1 Jul 2010 Other 2561544
Thomas Robert Haack Board member 1 Jul 2012 Other 232634

Based in New York

The principal office where Lazard Alternative Investments LLC performs its advisory services is located at 600 Fifth Avenue, New York, NY 10020 The mailing address of the firm is 30 Rockefeller Center, New York, NY 10020. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-632-6339 or by fax 212-332-1793. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.


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