Lane Douglas C & Associates Inc (New York)

Name: Lane Douglas C & Associates Inc
Address: 777 Third Avenue, New York, NY, 10017 1307
Telephone: 212-262-7670

Lane Douglas C & Associates Inc is a large advisory firm based in New York. It manages $2.25 billion of regulatory assets for 3,073 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 39 other states.

Lane Douglas C & Associates provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lane Douglas C & Associates: assets under management

The assets under management (AUM) of Lane Douglas C & Associates Inc is $2.25 billion. The firm's AUM has grown by 71% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.23 billion in discretionary accounts and $27.05 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $729.49 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.23 million.

Lane Douglas C & Associates has custody of $20.05 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Lane Douglas C & Associates Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lane Douglas C & Associates Inc

Douglas Calder Lane has been acting as President since 1 Jul 1994. Barbara A Colucci joined the executive team most recently as the Principal, Chief Operations Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Matthew Lee Vetto	Principal	1 Apr 1970	Other	2112848
Barbara A Colucci	Chief operations officer	1 Jun 1994	Other	5037938
Douglas Calder Lane	President	1 Jul 1994	75% - 100%	2191360
Sharon Gay Lane	Director of fin/admin	1 Jul 1994	Other	4363507
Barbara A Colucci	Chief operations officer	1 Jul 1994	Other	5037938
Michael Lee Watner	Principal	1 Jan 1997	Other	459952
Edward Dakin Dewees	Principal	1 Jan 2000	Other	2505417
Sarat Sethi	Principal	1 Jan 2001	Other	2937931
John Ralph Sini	Principal	1 Jan 2006	Other	2817628
Matthew Lee Vetto	Principal	1 Jan 2007	Other	2112848
Barbara A Colucci	Principal, chief operations officer	1 Jan 2008	Other	5037938
Marc Vance Milic	Principal	1 Jan 2008	Other	2471693
Andrew P. Segal	Principal	1 Jan 2008	Other	5485978

Based in New York

The principal office where Lane Douglas C & Associates Inc performs its advisory services is located at 777 Third Avenue, New York, NY 10017 1307, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-262-7670 or by fax 212-262-2801. The normal business hours are 8:30 to 5:30 on Monday - Friday. You can find more information about the New York firm at www.douglasclane.com.