Adviser Investments Acquisition Co LLC (Newton)

Name: Adviser Investments Acquisition Co LLC
Address: 85 Wells Avenue, Newton, MA, 02459
Telephone: 617-321-2200

Adviser Investments Acquisition Co LLC is a large advisory firm based in Newton. It manages $1.12 billion of regulatory assets for 1,958 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Adviser Investments Acquisition provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Adviser Investments Acquisition: assets under management

The assets under management (AUM) of Adviser Investments Acquisition Co LLC is $1.12 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.12 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $571.25 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Adviser Investments Acquisition Co LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Adviser Investments Acquisition Co LLC

James Hale Lowell has served as the Chief Investment Officer since 1 Dec 2010. John Russel Vanneman joined the executive team most recently as the Chief Investment Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Fitzsimmons Silver	Elected manager/chief compliance officer	1 Dec 2010	Other	2555413
Daniel Philip Wiener	Elected manager	1 Dec 2010	Other	2541741
James Hale Lowell	Chief investment officer/elected manager	1 Dec 2010	Other	2771544
Adviser Investments Llc	Member	1 Dec 2010	75% - 100%	156984
John Russel Vanneman	Chief investment officer	1 Mar 2011	Other	2014443
Eric James Godes	Chief operating officer	1 Mar 2011	Other	1207569

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Philip Wiener	Shareholder	1 Jul 1994	25% - 50%	2541741
Daniel Fitzsimmons Silver	Shareholder	1 Jul 1994	25% - 50%	2555413
Adviser Investment Management Inc	Member	1 Dec 2010	75% - 100%	106668

Based in Newton

The principal office where Adviser Investments Acquisition Co LLC performs its advisory services is located at 85 Wells Avenue, Newton, MA 02459, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-321-2200 or by fax 617-321-2210. The normal business hours are 9:00am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at adviserinvestments.com/.