Retirement Plan Securities Inc (Greenville)


Retirement Plan Securities Inc is a large advisory firm based in Greenville. It manages $630.71 million of regulatory assets for 79 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of North Carolina, South Carolina, and Tennessee.

Retirement Plan Securities provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Retirement Plan Securities: assets under management

The assets under management (AUM) of Retirement Plan Securities Inc is $630.71 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Retirement Plan Securities Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Retirement Plan Securities Inc

Julian Grice Hunt has been acting as President since 1 Feb 1998. Bb&T Corporation joined the executive team most recently as the N/A.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
M Bruce Malone Vp & chief operating officer 1 Aug 1997 Other 1084417
Julian Grice Hunt President 1 Feb 1998 Other 1771575
Thomas Ray Mckinney Director 1 May 1998 Other 4360727
Gary Lee Kersey Director 1 May 1998 Other 4360729
Wachovia Corporation N/a 1 May 1998 75% - 100% 56-1473727
Robert Steven Kniejski Director 1 Jan 2000 Other 2560066
Bb&T Corporation N/a 1 Jul 2002 75% - 100% 56-0939887
Phillip Michael Floyd Director 1 Jul 2002 Other 2756018
Raymond Kirkman Mcculloch Director 1 Jul 2002 Other 4374200
Linda Darlene Williams Treasurer 1 Jul 2002 Other 4567809

Based in Greenville

The principal office where Retirement Plan Securities Inc performs its advisory services is located at 55 S Pleasantburg Dr, Greenville, SC 29607, which is also the mailing address of the firm. An additional office of the firm is in Greensboro, NC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 864-242-4951 or by fax 864-242-0161. The normal business hours are 8:15 am to 5:15 pm on Monday - Friday.