Vontobel Usa Inc (New York)

Name: Vontobel Usa Inc
Address: 450 Park Ave, New York, NY, 10022
Telephone: 212-415-7000

Vontobel Usa Inc is a large advisory firm based in New York. It manages $1.63 billion of regulatory assets for 155 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, New York, and Texas.

Vontobel U provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vontobel U: assets under management

The assets under management (AUM) of Vontobel Usa Inc is $1.63 billion. The firm's AUM has gone down by -10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.61 billion in discretionary accounts and $24.56 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.45 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $24.56 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vontobel Usa Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Vontobel Usa Inc

Beat Naegeli has been acting as President since 1 May 1998. Guenter Faschang joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Vontobel Holding Ag	Sole shareholder	1 May 1984	75% - 100%	foreign entity
Henry Schlegel	President and ceo	1 Jul 1988	Other	2603783
Thomas Peter Wittwer	Senior vice president	1 Jul 1988	Other	2490614
Edwin David Walczak	Senior vice president	1 Jul 1988	Other	1077654
Peter Newell	Senior vice president	1 Feb 1990	Other	2623295
Fabrizio Pierallini	Senior vice president	1 Apr 1994	Other	2606055
Joseph Mastoloni	Vice president/compliance	1 May 1994	Other	2606390
Rajiv Jain	First vice president	1 Nov 1994	Other	4348325
Anthony Lew	Vice president	1 Aug 1997	Other	2824954
Beat Naegeli	Chairman	1 May 1998	Other	1558987
Walter Kaeser	Deputy chairman	1 Nov 1998	Other	4348789
Urs Earnst	Director	1 Nov 1998	Other	4348788
Urs Ernst	Director	1 Nov 1998	Other	4348788
Oliver Andre Haberli	Assistant vice president	1 Jan 1999	Other	3051491
Josephine Serra	Assistant treasurer	1 Jan 2000	Other	4348336
Vincent Frank Vandoorn	Vice president	1 May 2000	Other	2165498
Alfred Nyffeler	Chief financial officer	1 Jun 2000	Other	4348333
David Molnar	Vice president	1 Jul 2000	Other	4348363
Ulf Wollmar Nofelt	Vice president	1 Jan 2001	Other	1991942
Melissa Catherine Demcsik	Assistant treasurer	1 Apr 2001	Other	3165781
Elena Schwalbe Chronis	Assistant treasurer	1 Apr 2001	Other	4367717
Edwin Schildknecht	Director	1 Jun 2001	Other	4427670
Guenter Faschang	Vice president	1 Jul 2001	Other	4423916

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Hansdieter Vontobel	Chairman	1 May 1984	25% - 50%	1827220

Based in New York

The principal office where Vontobel Usa Inc performs its advisory services is located at 450 Park Ave, New York, NY 10022, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-415-7000 or by fax 646-840-5888. The normal business hours are 9:00 am -5:00 pm on Monday - Friday. You can find more information about the New York firm at www.vusa.com.