Sirach Capital Management Inc. (Seattle)

Name: Sirach Capital Management Inc.
Address: 520 Pike Street, Seattle, WA, 98101 1389
Telephone: 206-624-3800

Sirach Capital Management Inc. is a large advisory firm based in Seattle. It manages $1.63 billion of regulatory assets for 135 client accounts. It has been registered with the SEC as an adviser since 2000 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 45 other states.

Sirach Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sirach Capital Management: assets under management

The assets under management (AUM) of Sirach Capital Management Inc. is $1.63 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -78% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.63 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.11 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sirach Capital Management Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sirach Capital Management Inc.

Harvey George Bateman has been acting as President since 1 Jan 1998. Dennis Patrick Chandler joined the executive team most recently as the Board Of Directors.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
United Asset Management Corporation	100% shareholder of sirach capital management, inc.	1 Jan 1989	75% - 100%	04-2714625
Old Mutual (Us)Holdings Inc.	100% shareholder of sirach capital management, inc.	1 Jan 1989	75% - 100%	04-2714625
David Allan Anderson	Vice president	1 Jan 1998	Other	1478955
Harvey George Bateman	President	1 Jan 1998	Other	2185509
Barry Earl Fetterman	Vice president	1 Jan 1998	Other	1095276
Craig Frederick Hintze	Secretary	1 Jan 1998	Other	246615
Plc Old Mutual	100% shareholder of united asset management corporation	1 Sep 2000	75% - 100%	foreign
Old Mutual Life Assurance Co. (South Africa) Limited	8.71% shareholder of old mutual, plc	1 Sep 2000	Other	foreign
Old Mutual Life Holdings (South Africa) Limited	100% shareholder of old mutual life assurance co. (south africa) limited	1 Sep 2000	75% - 100%	foreign
Old Mutual (South Africa) Ltd.	100% shareholder of old mutual life holdings (south africa) limited	1 Sep 2000	75% - 100%	foreign
Old Mutual (Netherlands) B.V.	100% shareholder of old mutual (south africa) ltd.	1 Sep 2000	75% - 100%	foreign
Om Group (Uk) Limited	100% shareholder of old mutual (netherlands) b.v.	1 Sep 2000	75% - 100%	foreign
Plc Old Mutual	100% shareholder of united asset management corporation	1 Oct 2000	75% - 100%	foreign
Old Mutual Life Assurance Co. (South Africa) Limited	8.71% shareholder of old mutual, plc	1 Oct 2000	Other	foreign
Old Mutual Life Holdings (South Africa) Limited	100% shareholder of old mutual life assurance co. (south africa) limited	1 Oct 2000	75% - 100%	foreign
Old Mutual (South Africa) Ltd.	100% shareholder of old mutual life holdings (south africa) limited	1 Oct 2000	75% - 100%	foreign
Old Mutual (Netherlands) B.V.	100% shareholder of old mutual (south africa) ltd.	1 Oct 2000	75% - 100%	foreign
Om Group (Uk) Limited	100% shareholder of old mutual (netherlands) b.v.	1 Oct 2000	75% - 100%	foreign
Alisa Janell Martin	Board of directors	1 Jan 2002	Other	2359519
Stephen Joseph Romano	Board of directors/executive committee	1 Jan 2002	Other	1496533
Brian Charles Tipple	Board of directors/executive committee	1 Jan 2002	Other	1747646
James Labon Truitt	Board of directors/executive committee	1 Jan 2002	Other	1249544
Alisa Janell Martin	Director of operations & finance	1 Jan 2003	Other	2359519
Brenda Sue Larson	Chief compliance officer	1 Feb 2004	Other	4773735
Dennis Patrick Chandler	Board of directors	1 Jun 2004	Other	4818296

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Plc Old Mutual	Shareholder	1 Jun 1998	75% - 100%	foreign
Om Group (Uk) Limited	Shareholder	1 Jan 2003	75% - 100%	foreign
Plc Old Mutual	100% shareholder	1 Jan 2003	75% - 100%	foreign

Based in Seattle

The principal office where Sirach Capital Management Inc. performs its advisory services is located at 520 Pike Street, Seattle, WA 98101 1389, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 206-624-3800 or by fax 206-626-5410. The normal business hours are 6:30 am to 4:00 pm on Monday - Friday. You can find more information about the New York firm at www.sirachcap.com.