Review Services Inc (Brookfield)

Name: Review Services Inc
Address: 13255 West Bluemound Road, Brookfield, WI, 53005
Telephone: 262-784-9690

Review Services Inc is a large advisory firm based in Brookfield. It manages $132.89 million of regulatory assets for 871 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, Texas, and Wisconsin.

Review Services provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Review Services: assets under management

The assets under management (AUM) of Review Services Inc is $132.89 million. The firm's AUM has grown by 151% since the beginning of its operation, and $624.82 thousand of the total AUM is attributable to clients outside of the United States.

Review Services has custody of $15.07 million in cash and securities for 59 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 82% of the total AUM. The second-largest asset type is exchange traded securities, which make up 8% of the firm’s portfolio. Investments in cash and cash equivalents form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Review Services Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Review Services serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Review Services is individuals with 145 clients and $71.43 million of assets under management. Among the 8 most similar advisory firms, Review Services has the 3rd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $132.89 million for 188 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Review Services doesn't advise any private funds.

Careers at Review Services Inc

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Patricia Anne Kiefer	Vice president, secretary, treasurer	1 Apr 1987	50% - 75%	1382962
Tim Allen Konicke	President and chief compliance officer	1 Apr 1987	50% - 75%	1491417

Based in Brookfield

The principal office where Review Services Inc performs its advisory services is located at 13255 West Bluemound Road, Brookfield, WI 53005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 262-784-9690 or by fax 262-784-3751. The normal business hours are 8:30 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at reviewservicesinc.com.