Friedlander, Brenda S (San Rafael)

Name: Friedlander, Brenda S
Address: 899 Northgate Drive, San Rafael, CA, 94903
Telephone: 415-472-7300

Friedlander, Brenda S is a large advisory firm based in San Rafael. It manages $140.25 million of regulatory assets for 126 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of California.

Friedlander, Brenda S provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Friedlander, Brenda S: assets under management

The assets under management (AUM) of Friedlander, Brenda S is $140.25 million. The firm's AUM has grown by 383% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $135.28 million in discretionary accounts and $4.98 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.13 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $829.82 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 72% of the total AUM. The second-largest asset type is exchange traded securities, which make up 12% of the firm’s portfolio. Investments in cash and cash equivalents form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Friedlander, Brenda S for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Friedlander, Brenda S serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Friedlander, Brenda S is high net worth individuals with 50 clients and $101.27 million of assets under management. Among the 10 most similar advisory firms, Friedlander, Brenda S has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $140.25 million for 126 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Friedlander, Brenda S doesn't advise any private funds.

Careers at Friedlander, Brenda S

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Friedlander, Brenda S is owned by Brenda Sue Friedlander. Brenda S Friedlander joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brenda Sue Friedlander	Chief compliance officer/owner	1 Jul 2003	75% - 100%	2351292
Brenda S Friedlander	Owner	1 Jul 2003	75% - 100%	xxx-xx-xxxx

Based in San Rafael

The principal office where Friedlander, Brenda S performs its advisory services is located at 899 Northgate Drive, San Rafael, CA 94903, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-472-7300 or by fax 415-472-7357. The normal business hours are 8:30 - 5:00 on Monday - Friday. You can find more information about the New York firm at spectrumfinancialmgmt.com.