Anson Funds Management LP (Dallas)

Name: Anson Funds Management LP
Address: 5950 Berkshire Lane, Dallas, TX, 75225
Telephone: 214.866.0202

Anson Funds Management LP is a large advisory firm based in Dallas. It manages $548.56 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Texas.

Anson Funds Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Anson Funds Management: assets under management

The assets under management (AUM) of Anson Funds Management LP is $548.56 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 6% since the beginning of its operation, and $548.56 million of the total AUM is attributable to clients outside of the United States.

The firm manages $548.56 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $60.95 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Anson Funds Management LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Anson Funds Management serves?

The only and largest group of clients of Anson Funds Management is pooled investment vehicles with 9 clients and $548.56 million of assets under management. Among the 8 most similar advisory firms, Anson Funds Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $548.56 million for 9 clients. 80% of the firm’s clients are foreign persons or businesses.

Anson Funds Management also advises several private funds. Namely, five hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $250,000.

Careers at Anson Funds Management LP

The company employs 4 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bruce Ross Winson	Manager of the general partner	1 Dec 2002	75% - 100%	4635208
Anson Management Gp Llc	General partner	1 Jan 2003	Other	80-0801148
Anthony Lawrence Moore	Chief financial officer	1 Jan 2013	Other	6174638
Anthony Lawrence Moore	Chief compliance officer	1 Apr 2015	Other	6174638

Based in Dallas

The principal office where Anson Funds Management LP performs its advisory services is located at 5950 Berkshire Lane, Dallas, TX 75225, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214.866.0202 or by fax 214.276.1395. The normal business hours are 8-5:00 cst on Monday - Friday. You can find more information about the New York firm at ansonfunds.com.