Luminate Capital Management, LLC (San Francisco)

Name: Luminate Capital Management, LLC
Address: 16 Funston Avenue, San Francisco, CA, 94129
Telephone: 415-872-0892

Luminate Capital Management, LLC is a large advisory firm based in San Francisco. It manages $297.47 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of California.

Luminate Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Luminate Capital Management: assets under management

The assets under management (AUM) of Luminate Capital Management, LLC is $297.47 million, all of which is managed in discretionary accounts. $44.4 million of the total AUM is attributable to clients outside of the United States.

The firm manages $297.47 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $99.16 million each.

Luminate Capital Management has custody of $32.29 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Luminate Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Luminate Capital Management serves?

The only and largest group of clients of Luminate Capital Management is pooled investment vehicles with 3 clients and $297.47 million of assets under management. Among the 11 most similar advisory firms, Luminate Capital Management has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $297.47 million for 3 clients. 33% of the firm’s clients are foreign persons or businesses.

Luminate Capital Management also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Luminate Capital Management, LLC

The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Hollie Moore Haynes	President; share holder	1 Apr 2015	75% - 100%	2378710
Katherine Nichols Scott	Chief compliance officer	1 Mar 2018	Other	6928752

Based in San Francisco

The principal office where Luminate Capital Management, LLC performs its advisory services is located at 16 Funston Avenue, San Francisco, CA 94129, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-872-0892 or by fax 888-640-1460. The normal business hours are 9:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at luminatecapital.com.