Iii Capital Management (Boca Raton)

Iii Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Iii Capital Management: assets under management

The assets under management (AUM) of Iii Capital Management is $41.9 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 157% since the beginning of its operation, and $32.65 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $41.9 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.27 billion each.

Iii Capital Management has custody of $2.78 billion in cash and securities for 24 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 78% of the total AUM. The second-largest asset type is government bonds, which make up 16% of the firm’s portfolio. Investments in derivatives form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Iii Capital Management for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Iii Capital Management serves?

The firm provides services to pooled investment vehicles and corporations or other businesses. The largest group of clients of Iii Capital Management is pooled investment vehicles with 25 clients and $35.13 billion of assets under management. Among the 9 most similar advisory firms, Iii Capital Management has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $40.77 billion for 31 clients. 78% of the firm’s clients are foreign persons or businesses.

Iii Capital Management also advises several private funds. Namely, twelve hedge funds and one real estate fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Iii Capital Management

The company employs 11 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Wilder Ventures Inc. joined the executive team most recently as the General Partner.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 12 indirect owners.

Based in Boca Raton

The principal office where Iii Capital Management performs its advisory services is located at 777 Yamato Road, Boca Raton, FL 33431, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 561-544-4400 or by fax 561-544-4433. The normal business hours are 6 am to 3 am on Monday - Friday. You can find more information about the New York firm at iiicm.com.

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