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Soledad Investment Management, LLC (San Diego)


Soledad Investment Management, LLC is an adviser based in San Diego. It manages $2.53 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of California and Texas.

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Soledad Investment Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Soledad Investment Management: assets under management

The assets under management (AUM) of Soledad Investment Management, LLC is $2.53 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -68% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $2.53 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $421.67 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Soledad Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Rajesh Kumar Gupta Owner 1 Mar 2009 25% - 50% 1730260
Richard Raymond Sanchez Owner 1 Mar 2009 25% - 50% 1126551

Based in San Diego

The principal office where Soledad Investment Management, LLC performs its advisory services is located at 12555 High Bluff Drive, San Diego, CA 92130, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858.724.6070 or by fax 858.724.6080. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at soledadinvestment.com.


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