Phoenix Capital Realty Advisors, LLC (Addison)

Phoenix Capital Realty Advisors, LLC is a large advisory firm based in Addison. It manages $1.05 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Texas.

Phoenix Capital Realty Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Phoenix Capital Realty Advisors: assets under management

The assets under management (AUM) of Phoenix Capital Realty Advisors, LLC is $1.05 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 466% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.05 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $149.83 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Phoenix Capital Realty Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Phoenix Capital Realty Advisors serves?

The only and largest group of clients of Phoenix Capital Realty Advisors is pooled investment vehicles with 7 clients and $1.05 billion of assets under management. Among the 10 most similar advisory firms, Phoenix Capital Realty Advisors has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.05 billion for 7 clients. None of the firm’s clients are foreign persons or businesses.

Phoenix Capital Realty Advisors also advises several private funds. Namely, seven real estate funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Phoenix Capital Realty Advisors, LLC

The company employs 19 people that are either part- or full-time employees. 95 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ltd Phoenix Capital Partners	Member (phoenix 2009 gp, llc)	1 Jan 2009	75% - 100%	75-2646211
Stephen James Mastor	Manager (phoenix 2009 gp, llc)	1 Jan 2009	75% - 100%	1080374
Ltd Phoenix Capital Partners	Member (phoenix 2010 gp, llc)	1 Oct 2009	75% - 100%	75-2646211
Stephen James Mastor	Manager (phoenix 2010 gp, llc)	1 Oct 2009	75% - 100%	1080374
Ltd Phoenix Capital Partners	Member (phoenix 2011 gp, llc)	1 Oct 2010	75% - 100%	75-2646211
Stephen James Mastor	Manager (phoenix 2011 gp, llc)	1 Oct 2010	75% - 100%	1080374
Sam Perry	Chief financial officer	1 Apr 2011	Other	6028815
Cooper Birdsall Stuart	Managing director	1 Apr 2011	Other	1080085
Jeffrey L Swope	Limited partner (champion 2012 gp, l.p.)	1 Sep 2011	25% - 50%	6028823
Bruce W. Williams	Limited partner (champion 2012 gp, l.p.)	1 Sep 2011	25% - 50%	6028822
Llc Cpe Genpar	General partner (champion 2012 gp, l.p.)	1 Sep 2011	Other	45-3354074
Stephen James Mastor	Limited partner (champion 2012 gp, l.p.)	1 Sep 2011	25% - 50%	1080374
Jeffrey L Swope	Member (cpe genpar, llc)	1 Nov 2011	25% - 50%	6028823
Sam Perry	Chief compliance officer	1 Jan 2012	Other	6028815
Llc Sea Pines Capital Management	Owner	1 Jan 2012	50% - 75%	45-2063015
Llc Bt Advisors	Owner	1 Jan 2012	50% - 75%	xxx-xx-xxxx
Andrew Fraser Scott	Acquisitions	1 Jan 2012	Other	2230630
Stephen James Mastor	Managing partner	1 Jan 2012	Other	1080374
Jeffrey L Swope	Partner	1 Jan 2012	Other	6028823
Llc Sea Pines Capital Management	Limited partner (phoenix fund v genpar, l.p.)	1 Jan 2013	25% - 50%	45-2063015
Andrew Fraser Scott	Limited partner (phoenix fund v genpar, l.p.)	1 Jan 2013	25% - 50%	2230630
Phoenix Capital Holdings	Limited partner (phoenix fund v genpar, l.p.)	1 Jan 2013	25% - 50%	46-2062385
L.L.C. Phoenix Capital General	General partner (phoenix fund vi genpar, lp)	1 Jan 2013	75% - 100%	46-2082902
Stephen James Mastor	Partner (phoenix fund v genpar, lp)	1 May 2013	25% - 50%	1080374
Cooper Birdsall Stuart	Managing director	1 Aug 2013	Other	1080085
Llc Sea Pines Capital Management	Limited partner (phoenix fund vi genpar, l.p.)	1 Mar 2014	25% - 50%	45-2063015
Phoenix Capital Holdings	Limited partner (phoenix fund vi genpar, l.p.)	1 Mar 2014	25% - 50%	46-2062385
Andrew Fraser Scott	Limited partner (phoenix fund vi genpar, l.p.)	1 Mar 2014	25% - 50%	2230630
L.L.C. Phoenix Capital General	General partner (phoenix fund vii genpar, lp)	1 Mar 2014	75% - 100%	46-2082902
L.L.C. Phoenix Capital General	General partner (phoenix fund viii genpar, lp)	1 Oct 2016	75% - 100%	46-2082902

Indirect Owners

The SEC currently registers 12 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bruce W. Williams	Limited partner	1 Apr 1996	50% - 75%	6028822
L.C. Pcp General	General partner	1 Apr 1996	Other	75-2644809
Stephen James Mastor	Limited partner	1 Apr 1996	50% - 75%	1080374
Stephen James Mastor	Managing member	1 Jul 2011	75% - 100%	1080374
Bruce W. Williams	Member	1 Nov 2011	25% - 50%	6028822
Llc Cpe Genpar	General partner	1 Nov 2011	75% - 100%	45-3354074
Stephen James Mastor	Managing member	1 Nov 2011	25% - 50%	1080374
Bruce Williams	Managing member	1 Jan 2012	75% - 100%	6028822
Bruce W. Williams	Managing member	1 Jan 2012	75% - 100%	6028822
Bruce W. Williams	Managing member	1 Jan 2013	50% - 75%	6028822
Stephen James Mastor	Managing member	1 Jan 2013	50% - 75%	1080374
Stephen James Mastor	Managing member	1 Feb 2013	75% - 100%	1080374

Based in Addison

The principal office where Phoenix Capital Realty Advisors, LLC performs its advisory services is located at 15725 North Dallas Parkway, Addison, TX 75001, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-866-7577 or by fax 972-866-7599. The normal business hours are 9:00-5:00 on Monday - Friday.