Boardman Bay Capital Management LLC (New York)

Boardman Bay Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Boardman Bay Capital Management: assets under management

The assets under management (AUM) of Boardman Bay Capital Management LLC is $74.2 million. The firm's AUM has gone down by -1% since the beginning of its operation, and $22 million of the total AUM is attributable to clients outside of the United States.

The firm manages $74.2 million in discretionary accounts and $2 in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.6 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.

Boardman Bay Capital Management has custody of $74.2 million in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Boardman Bay Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Boardman Bay Capital Management serves?

The only and largest group of clients of Boardman Bay Capital Management is pooled investment vehicles with 7 clients and $74.2 million of assets under management. Among the 5 most similar advisory firms, Boardman Bay Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $74.2 million for 7 clients. 29% of the firm’s clients are foreign persons or businesses.

Boardman Bay Capital Management also advises several private funds. Namely, three hedge funds and one private equity fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Boardman Bay Capital Management LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 2 indirect owners.

Based in New York

The principal office where Boardman Bay Capital Management LLC performs its advisory services is located at 1120 Avenue Of The Americas 4 Th Floor, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-358-4181 or by fax 8007524614. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at boardmanbay.com.

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