Kingdom Financial Group, LLC (Peoria)

Kingdom Financial Group, LLC is a large advisory firm based in Peoria. It manages $107.07 million of regulatory assets for 751 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona and Texas.

Kingdom Financial Group provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters, and seminars. It prepares financial plans for approximately 751 clients. On top of advisory services, the firm doesn't engage in other business activities.

Kingdom Financial Group: assets under management

The assets under management (AUM) of Kingdom Financial Group, LLC is $107.07 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $107.07 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $142.57 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio. Investments in exchange traded securities form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kingdom Financial Group, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kingdom Financial Group serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Kingdom Financial Group is individuals with 750 clients and $105.83 million of assets under management. Among the 10 most similar advisory firms, Kingdom Financial Group has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $107.07 million for 751 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Kingdom Financial Group doesn't advise any private funds.

Careers at Kingdom Financial Group, LLC

The company employs 11 people that are either part- or full-time employees. 45 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Kingdom Financial Group, LLC is owned by Stephanie Elaine Fullerton. Scott Roy Preble joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Steven David Fullerton	Member	1 Nov 2010	75% - 100%	5753285
Scott Roy Preble	Chief compliance officer	1 Aug 2017	Other	2648147
Stephanie Elaine Fullerton	Owner	1 Jan 2019	50% - 75%	5165869

Based in Peoria

The principal office where Kingdom Financial Group, LLC performs its advisory services is located at 14155 N. 83 Ave #144, Peoria, AZ 85381, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 623-974-0300 or by fax 623-974-0330. The normal business hours are 8:00 a.m. - 4:00 p.m. on Monday - Friday.