Wallington Asset Management, LLC (Indianapolis)


Wallington Asset Management, LLC is a large advisory firm based in Indianapolis. It manages $675.99 million of regulatory assets for 594 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arizona, Colorado, Florida, and 3 other states.

Wallington Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Wallington Asset Management: assets under management

The assets under management (AUM) of Wallington Asset Management, LLC is $675.99 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 101% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $675.99 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.14 million each.

Investments

The firm invests in exchange traded securities the most. They account for 44% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 32% of the firm’s portfolio. Investments in investment and business development companies form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wallington Asset Management, LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Terence Paul Weiss serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Terence Paul Weiss is high net worth individuals with 155 clients and $489.7 million of assets under management. Among the 11 most similar advisory firms, Wallington Asset Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $675.99 million for 287 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Wallington Asset Management doesn't advise any private funds.

Careers at Wallington Asset Management, LLC

The company employs 18 people that are either part- or full-time employees. 39 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Terence Paul Weiss has been acting as President since 1 Feb 2007. Bradley Richard Stark joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Terence Paul Weiss President/managing member 1 Feb 2007 75% - 100% 1054788
John Wendell Rosebrough Chief compliance officer 1 Feb 2007 Other 2677560
Jeffrey Germaine Dowden Vice president 1 Mar 2007 Other 1985678
Enrique Javier Rendon Chief compliance officer 1 Jul 2009 Other 4259856
Larry Joseph Kunkel Chief operating officer 1 Mar 2010 Other 1229536
Bruce David Worthen Vice president 1 Dec 2010 Other 1960647
Audrey L. Kurzawa Chief operating officer 1 Nov 2012 Other 4347202
William H. Braun Vice president of operations 1 Nov 2017 Other 1600422
Bradley Richard Stark Chief compliance officer 1 Jun 2019 Other 4094102

Based in Indianapolis

The principal office where Wallington Asset Management, LLC performs its advisory services is located at 8900 Keystone Crossing, Indianapolis, IN 46240 2134, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 317-575-8670 or by fax 317-575-8671. The normal business hours are 7:30 a.m. - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at wallingtonasset.com/.