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Concord Holdings, LLC (Chicago)


Concord Holdings, LLC is a large advisory firm based in Chicago. It manages $676.78 million of regulatory assets for 1,363 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Arizona, California, Florida, and 12 other states.

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Concord Holdings provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Concord Holdings: assets under management

The assets under management (AUM) of Concord Holdings, LLC is $676.78 million. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $648.4 million in discretionary accounts and $28.37 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $484.25 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.18 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Concord Holdings, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Madison Investment Advisors Inc Indirect owner 1 Nov 2003 75% - 100% 110356
Frank Edward Burgess Indirect owner 1 Nov 2003 50% - 75% 2169320

Based in Chicago

The principal office where Concord Holdings, LLC performs its advisory services is located at 150 South Wacker Drive, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-236-1166 or by fax 312-553-2220. The normal business hours are 8:30 am - 5 pm on Monday - Friday. You can find more information about the New York firm at www.concordinvestment.com.


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