Pelagos Capital Management, LLC (Boston)

Name: Pelagos Capital Management, LLC
Address: One International Place, Boston, MA, 02110
Telephone: 617-307-5870

Pelagos Capital Management, LLC is a large advisory firm based in Boston. It manages $192.18 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Massachusetts.

Pelagos Capital Management provides portfolio management for investment companies and portfolio management for controlled foreign corporations wholly-owned by registered investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pelagos Capital Management: assets under management

The assets under management (AUM) of Pelagos Capital Management, LLC is $192.18 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $192.18 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $32.03 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Pelagos Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pelagos Capital Management, LLC

Norman Rickard Frisbie joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen Paul Burke	Chief executive officer, chief compliance officer, managing member	1 Aug 2005	50% - 75%	1525788
John Clifton Pickart	Chief financial officer, member	1 Aug 2005	25% - 50%	1287834
Stephen Burke	Managing member	1 Oct 2005	50% - 75%	1525788
John Clifton Pickart	Member	1 Oct 2005	Other	1287834
Brian Thomas Gray	Member	1 Oct 2005	Other	3069145
Llc Franklin Templeton Institutional	Shareholder	1 Nov 2010	Other	117384
William Young Yun	Chief executive officer	1 Jan 2014	Other	1412123
Norman Rickard Frisbie	Executive vice president	1 Jan 2014	Other	2115692
Mark Lecho Constant	Treasurer	1 Jan 2014	Other	2164003

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Franklin Resources	Parent corporation of ftdi: 100%	1 Oct 2001	75% - 100%	13-2670991
Inc. Franklin Templeton Distributors	Parent corporation of fti llc: 100%	1 Oct 2001	75% - 100%	13-5599989

Based in Boston

The principal office where Pelagos Capital Management, LLC performs its advisory services is located at One International Place, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-307-5870 or by fax 617-204-1199. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.pelagoscapital.com.