Red Dot Trading, LLC (New York)

Name: Red Dot Trading, LLC
Address: 555 Fifth Avenue, New York, NY, 10017
Telephone: 212-503-0410

Red Dot Trading, LLC is a mid-sized advisory firm based in New York. It manages $61.64 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of New York.

Red Dot Trading provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and investment adviser to private funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Red Dot Trading: assets under management

The assets under management (AUM) of Red Dot Trading, LLC is $61.64 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 23% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $61.64 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $61.64 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Red Dot Trading, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Red Dot Trading, LLC

Michael James Fowler joined the executive team most recently as the Senior Portfolio Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael James Fowler	Partner	1 Jan 2007	50% - 75%	4513451
Joshua Louis Levy	Partner and chief compliance officer	1 Jan 2007	Other	5912674
Red Dot Trade Finance Llc	Owner	1 Dec 2009	25% - 50%	27-1441836
Michael James Fowler	Senior portfolio manager	1 Jun 2011	Other	4513451
Rick Harris Singer	Chief executive officer	1 Jun 2011	Other	1144531
Edward Eugene Hamilton	Head of business development	1 Jun 2011	Other	1607897
Stephanie Michelle Miller	Head of operations	1 Jun 2011	Other	5944224
Steven L Richman	Chief compliance officer	1 Jun 2011	Other	5944237
Eastbridge Real Estate Llc	Sole member	1 Jun 2011	75% - 100%	27-0688306

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Edward Eugene Hamilton	Sole shareholder	1 Dec 2004	75% - 100%	1607897
Rhs Holdings Corporation	Member	1 Oct 2009	75% - 100%	27-1139401
Axel Ventures Incorporated	Member	1 Oct 2009	25% - 50%	56-2493749
Rick Harris Singer	Sole shareholder	1 Oct 2009	75% - 100%	1144531
Joshua Louis Levy	Owner	1 Dec 2009	75% - 100%	5912674

Based in New York

The principal office where Red Dot Trading, LLC performs its advisory services is located at 555 Fifth Avenue, New York, NY 10017 The mailing address of the firm is 555 Fifth Avenue, New York, NY 10017. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-503-0410. The normal business hours are appt only on Other. You can find more information about the New York firm at www.reddottrading.com.