Oak Harvest Investment Services, LLC (Houston)

Name: Oak Harvest Investment Services, LLC
Address: 920 Memorial City Way, Houston, TX, 77024
Telephone: 281-822-1350

Oak Harvest Investment Services, LLC is a large advisory firm based in Houston. It manages $109.83 million of regulatory assets for 231 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Texas.

Oak Harvest Investment Services provides financial planning services, portfolio management for individuals and small businesses, and educational seminars and workshops. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Oak Harvest Investment Services: assets under management

The assets under management (AUM) of Oak Harvest Investment Services, LLC is $109.83 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $109.83 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $475.45 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 45% of the total AUM. The second-largest asset type is exchange traded securities, which make up 37% of the firm’s portfolio. Investments in cash and cash equivalents form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oak Harvest Investment Services, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jessica Cannella Sharpe serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Jessica Cannella Sharpe is high net worth individuals with 40 clients and $63.54 million of assets under management. Among the 7 most similar advisory firms, Oak Harvest Investment Services has the 3rd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $109.83 million for 231 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Oak Harvest Investment Services doesn't advise any private funds.

Careers at Oak Harvest Investment Services, LLC

The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Jessica Cannella Sharpe has been acting as President since 1 Apr 2018. Christopher Perras has served as the Chief Investment Officer since 1 Apr 2018 and Troy Robert Sharpe is the Chief Executive Officer of Oak Harvest Investment Services, LLC family office. Lp Ohfg Ventures joined the executive team most recently as the Holding Company.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Troy Robert Sharpe	Chief executive officer/chief compliance officer	1 Sep 2014	Other	6408500
Llc Oak Harvest Financial Group	Holding company	1 Sep 2014	75% - 100%	27-3598006
Jessica Cannella Sharpe	President	1 Apr 2018	Other	6912937
Christopher Perras	Chief investment officer	1 Apr 2018	Other	2401654
Lp Ohfg Ventures	Holding company	1 May 2018	75% - 100%	34-4082946

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Troy Robert Sharpe	Owner	1 May 2018	50% - 75%	6408500
Jessica Cannella Sharpe	Owner	1 May 2018	25% - 50%	6912937
Inc Ohfg Management	General partner	1 May 2018	75% - 100%	83-0606862

Based in Houston

The principal office where Oak Harvest Investment Services, LLC performs its advisory services is located at 920 Memorial City Way, Houston, TX 77024, which is also the mailing address of the firm. An additional office of the firm is in The Woodlands, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 281-822-1350 or by fax 281-822-1355. The normal business hours are by appointment on Other. You can find more information about the New York firm at oakharvestfg.com.