Vista Alta Investments LLC (Coral Gables)

Vista Alta Investments LLC is an adviser based in Coral Gables. It manages $63.6 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Florida.

Vista Alta Investments provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vista Alta Investments: assets under management

The assets under management (AUM) of Vista Alta Investments LLC is $63.6 million. $63.6 million of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in investment and business development companies the most. They account for 69% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 14% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vista Alta Investments LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Vista Alta Investments serves?

The only and largest group of clients of Vista Alta Investments is high net worth individuals with 2 clients and $63.6 million of assets under management. Among the 2 most similar advisory firms, Vista Alta Investments has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $63.6 million for 2 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 100% of the firm’s clients are foreign persons or businesses.

Vista Alta Investments doesn't advise any private funds.

Careers at Vista Alta Investments LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Francisco Armando Guia	Managing member cco	1 Feb 2017	75% - 100%	2603855

Based in Coral Gables

The principal office where Vista Alta Investments LLC performs its advisory services is located at 4000 Ponce De Leon Blvd, Coral Gables, FL 33146, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305 777-0200. The normal business hours are 9:00am to 5:00pm on Monday - Friday.