Stratum Wealth Management LLC (Boca Raton)

Stratum Wealth Management LLC is a large advisory firm based in Boca Raton. It manages $53.97 million of regulatory assets for 73 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Connecticut, Florida, Maryland, and 3 other states.

Stratum Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stratum Wealth Management: assets under management

The assets under management (AUM) of Stratum Wealth Management LLC is $53.97 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $53.97 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $739.31 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stratum Wealth Management LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Stratum Wealth Management LLC

Charles Benjamin Ganz has been acting as President since 1 May 2003. Llc Sheffield Lane Associates joined the executive team most recently as the Chief Complaince Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charles Benjamin Ganz	Chairman/ceo	1 May 2003	75% - 100%	848911
Robert Mark Schoenbrun	Chief compliance officer	1 Feb 2005	Other	1021890
Llc Sheffield Lane Associates	Chief complaince officer	1 Mar 2007	Other	421641772

Based in Boca Raton

The principal office where Stratum Wealth Management LLC performs its advisory services is located at 2101 Nw Corporate Blvd., Boca Raton, FL 33431, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.