Sfx Financial Advisory Management Enterprises Inc (Washington)

Sfx Financial Advisory Management Enterprises Inc is a mid-sized advisory firm based in Washington. It manages $45.36 million of regulatory assets for 89 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of District of Columbia and Texas.

Sfx Financial Advisory Management Enterprises provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and personal business management. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sfx Financial Advisory Management Enterprises: assets under management

The assets under management (AUM) of Sfx Financial Advisory Management Enterprises Inc is $45.36 million. The firm's AUM has gone down by -87% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $44.77 million in discretionary accounts and $598.26 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $532.93 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $119.65 thousand.

Sfx Financial Advisory Management Enterprises has custody of $44.77 million in cash and securities for 18 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sfx Financial Advisory Management Enterprises Inc for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sfx Financial Advisory Management Enterprises Inc

Nina Ramo Mitchell has been acting as President since 1 Mar 1992. Inc. Live Nation joined the executive team most recently as the Parent Company.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nina Ramo Mitchell	President	1 Mar 1992	Other	1968694
Inc Sfx Sports Holdings	Parent company	1 Dec 1999	75% - 100%	13-4006446
Steven Brent Trax	Vice president	1 Jan 2001	Other	2665665
Brian Becker	Ceo	1 Aug 2001	Other	4521291
Lowry Mays	Director, chairman	1 Aug 2001	Other	4521292
Mark P. Mays	Director, evp	1 Aug 2001	Other	4521300
Randall Thomas Mays	Director, evp, cfo	1 Aug 2001	Other	2172124
Herbert W. Hill	Svp, chf actg ofcr	1 Aug 2001	Other	4521305
Kenneth E. Wyker	Svp, gen counsel, asst sec	1 Aug 2001	Other	4521307
Juliana F. Hill	Svp/finance	1 Aug 2001	Other	4521309
Richard W. Wolf	Vp/corp counsel	1 Aug 2001	Other	4521314
Stephanie Rosales	Vp/corp tax	1 Aug 2001	Other	4521317
Charles G. Dan	Vp/real estate	1 Aug 2001	Other	4521320
Brian Coleman	Vp/cash mgmt	1 Aug 2001	Other	4521323
Dale Head	Evp, gen counsel, sec	1 Apr 2002	Other	4650741
Ed Stacey	Cfo	1 Apr 2002	Other	4650819
Brian Ourand	Vice president	1 Jun 2003	Other	2511591
Brian John Ourand	Vice president	1 Jun 2003	Other	2511591
Eugene Arthur Mason	Chief compliance officer	1 Sep 2004	Other	2320473
Eugene Simon Mason	Chief compliance officer	1 Sep 2004	Other	2320473
Elizabeth Kathleen Willard	Cfo	1 Dec 2004	Other	4940927
Michael Rapino	Ceo/president	1 Dec 2005	Other	5316790
Alan Brian Ridgeway	Evp/cfo/secretary	1 Dec 2005	Other	5316791
Elizabeth Kathleen Willard	Evp/cao/assistant secretary	1 Dec 2005	Other	4940927
Brian John Ourand	President	1 Mar 2007	Other	2511591
Live Nation Worldwide Inc.	Parent company	1 Oct 2007	75% - 100%	13-3977880
Inc. Live Nation	Parent company	1 Feb 2008	75% - 100%	20-3247759
Inc. Live Nation Entertainment	Parent company	1 Feb 2008	75% - 100%	20-3247759

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc Sfx Entertainment	Indirect owner	1 Dec 1999	75% - 100%	13-3977880
Inc Clear Channel Communications	Indirect owner	1 Aug 2000	75% - 100%	74-1787539
Inc. Live Nation	Owner	1 Dec 2005	75% - 100%	20-3247759
Inc. Live Nation Holdco #1	Owner	1 Dec 2005	75% - 100%	20-3804858
Live Nation Holdco #2 Inc.	Owner	1 Dec 2005	75% - 100%	20-4004853
Inc. Live Nation Worldwide	Owner	1 Dec 2005	75% - 100%	13-3977880
Live Nation Entertainment Inc.	Parent company	1 Oct 2007	75% - 100%	20-3247759

Based in Washington

The principal office where Sfx Financial Advisory Management Enterprises Inc performs its advisory services is located at 5335 Wisconsin Ave., Nw, Washington, DC 20015, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 202-721-7225 or by fax 202 -686-5050. The normal business hours are 9 am to 6 pm on Monday - Friday.